- MUFG (Irving, TX)
- …provide more details. **Responsibilities:** Responsible for supporting the Global Compliance Testing function by driving central governance of testing activities, ... to perform deep dives and targeted risk-based thematic reviews of Financial Crimes Compliance (AML, Sanctions, ABC) and Core Compliance processes globally with… more
- Capital One (Plano, TX)
- Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance Advisor - Retail Bank performs a key risk management role (second line of ... processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Retail Bank Compliance Advisor is… more
- NRG Energy, Inc. (Abernathy, TX)
- …and Regional Market rules. Duties include appropriate investigation of ethics and compliance matters; encouraging reporting of violations of ethics, policy and law; ... requirements for plant operation. + Provide technical support to ensure regulatory compliance and coordination with fleet wide strategy. + Monitors and analyzes… more
- MUFG (Irving, TX)
- …team will provide more details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for ... the Americas will be charged with executing the Financial Crimes and Core Compliance Training program for the Americas, which may include, but is not limited to,… more
- City of College Station (College Station, TX)
- Regulatory Compliance Coordinator Print (https://www.governmentjobs.com/careers/cstx/jobs/newprint/5154679) Apply Regulatory Compliance Coordinator Salary ... + Questions Description Under the general supervision of the Regulatory Compliance Superintendent, the Regulatory Compliance Coordinator is responsible for… more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER-DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying ... drafting and maintaining remediation plans and issues tracking logs, and escalation of compliance issues. The incumbent is responsible for playing a critical role in… more
- MUFG (Irving, TX)
- …of interest. The position shall be responsible to ensure that an effective compliance program is developed and maintained to address compliance with applicable ... key compliance issues and actions are taken to mitigate compliance risk. **Principal functions and responsibilities:** + Develop and maintain relationships with… more
- Capital One (Plano, TX)
- AML Compliance Enterprise Payments Advisory Manager **The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager** performs a key second-line ... regulations. While working within the AML Program framework, the AML Compliance Enterprise Payments Advisor Manager is responsible for delivering quality results,… more
- HUB International (Austin, TX)
- …mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This ... registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position, reporting… more
- MUFG (Irving, TX)
- …member of our recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance ... Federal and State laws, regulations, and supervisory guidance overseen by the Compliance Group. This influential position will perform compliance testing reviews… more