- Wells Fargo (Woodland Hills, CA)
- …co-requisite is required. + Obtaining and/or maintainingappropriate Financial Industry Regulatory Authority (FINRA) license(s) may be required for ongoing employment ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Wells Fargo (Fresno, CA)
- …related activities, establishing, and maintaining files to meet the firm's regulatory requirements and other administrative duties + Establish and maintain filing ... to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the… more
- Wells Fargo (San Francisco, CA)
- …Advisors/Wealth Advisors + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 (or FINRA recognized equivalents) sufficient ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Wells Fargo (San Francisco, CA)
- …to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the ... to 50% of the time + Obtaining and/or maintainingappropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more
- Lincoln Financial (Sacramento, CA)
- …necessary to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms + Ensure ... talent is developed + Assess and communicate the impact of industry and regulatory changes + Collaborate with senior management and other internal stakeholders to… more
- Lincoln Financial (Sacramento, CA)
- …Financial Group's position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration statements for Lincoln's ... changes/developments in the laws applicable to life and annuities (legislative, regulatory , case law + Maintain current knowledge of legal developments and… more
- The County of Los Angeles (Los Angeles, CA)
- …contribute to the overarching goals of optimizing program effectiveness, ensuring regulatory compliance, and promoting health equity within the managed ... Job Type Full time Job Number PH1762B-EA Department PUBLIC HEALTH Opening Date 07/15/2025 + Description + Benefits +...other stakeholders, that are needed to drive planning, and policy decisions to reduce cost, promote quality of care,… more
- Medtronic (Santa Ana, CA)
- …and influence with both patients and referral physicians + Grow our women's heart health initiatives to increase their impact on the diagnosis and treatment of women ... with patient advocacy organizations, society liaisons, agency partners, and women's heart health influencers to enhance our initiatives and our influence in the… more
- Cedars-Sinai (Los Angeles, CA)
- …and office management systems for the department/unit. + Edits policy and procedure manuals. Disseminates information including announcements, policies and ... May assist with tracking project metrics. + Applies federal and state regulatory and licensing requirements, as well as organizational bylaws, rules and regulations… more
- SolomonEdwards (Sacramento, CA)
- …and subject matter expert across complex modeling frameworks and regulatory requirements. **Essential Duties:** . Lead end-to-end audit engagements, including ... leadership by applying deep knowledge of the Bank's model risk framework, regulatory requirements, and emerging industry practices. . Coordinate responses to ad-hoc … more