- TD Bank (New York, NY)
- …Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful ... business, leading review of brand and consumer product marketing, completing regulatory research, assisting with regulatory change management, issue management,… more
- TD Bank (New York, NY)
- …Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful ... **Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- TD Bank (New York, NY)
- …their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... improvement of compliance policies and procedures to ensure adherence to regulatory requirements across multiple jurisdictions and business lines, including consumer… more
- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review and… more
- TD Bank (New York, NY)
- …their Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... Compliance Program Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework. This role will develop and… more
- TD Bank (New York, NY)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- Ellis Medicine (Niskayuna, NY)
- …Ethics, Nursing Scope and Standards of Practice and Nursing's social Policy Statement. The Nurse Manager participates in performance improvement/research activities; ... teamwork enacted enable care delivery to the customers and community to improve health and wellness. The position is responsible to uphold compliance with Ellis… more
- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Arc Allegany-Steuben (Bath, NY)
- …per regulation and as outlined in this job description, JOB FUNCTIONS: Regulatory and Corporate Compliance + Ensure conformance with applicable regulations and ... all Staff action and other plans are written in accordance with applicable regulatory and billing requirements. + Ensure all regulatory and billing deadlines… more