- TD Bank (New York, NY)
- …highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary interface with ... processes, policies, programs and advice + Maintains awareness of changing legal/ regulatory requirements and practices within the industry and consults with … more
- HSBC (New York, NY)
- …in GTS taking account of changing market conditions, legal and regulatory requirements, operating procedures and practices and management restructurings + ... risk mitigation measures to protect the Bank and its customers from all regulatory , compliance and service issues + Ensure compliance with all relevant internal… more
- HSBC (Buffalo, NY)
- …Management holds a technical/business analyst position on the D&A Risk, Finance and WPB Regulatory Team and acts as a Subject Matter Expert for Regulatory Card ... you will: + Process and Data Steward for Card and RBB Basel Regulatory Reporting process + Card responsibilities that include the Semi-Annual Rate Review Process… more
- BMO Financial Group (New York, NY)
- …"organization" operates with transparency, integrity, and in compliance with legal, regulatory , and internal policies and standards. This role provides strategic ... structure across bank stakeholders. **Key Responsibilities:** **Governance Structure and Policy Oversight:** + Develop and maintain assigned governance frameworks… more
- Gateway Hudson Valley (Catskill, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... treatment of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities… more
- Wells Fargo (New York, NY)
- …large scale, and require consideration of global market dynamics, trends, regulatory impact, and risk management + Engage with leaders, stakeholders, subject ... growth strategies. + Identify market trends, client needs, and regulatory shifts to inform product's evolution. + Collaborate with...following benefit plans and programs offered to employees. + Health benefits + 401(k) Plan + Paid time off… more
- Wells Fargo (Nyack, NY)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... upon offer acceptance + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Citizens (Tarrytown, NY)
- …+ Oversight of the accurate and timely production of internal, client and regulatory reporting + Lead the development and implementation of new reports and ... Advanced degree (MBA or related field) + Experience with regulatory exams and audits, including preparation and response +...wellness programs and more. Note, Citizens' paid time off policy exceeds the mandatory, paid sick or paid time-away… more
- Wells Fargo (New York, NY)
- …development training as scheduled + Assist with deal closing including regulatory and compliance requirements Ideal Candidate for this role: + Outstanding ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Atlas (Albany, NY)
- …Training clients and employees in air pollution control requirements. * Performing regulatory compliance audits to review client operations to ensure they adhere to ... management experience. **Technical requirements:** * Experience with air pollution control regulatory programs. * Proficient in regulatory research and… more