- New York State Civil Service (Albany, NY)
- …frequently present complex questions of constitutional law and statutory and regulatory interpretation and generally have significant policy and financial ... complaints and commences civil enforcement actions; analyzes and collaborates on policy proposals, legislation, and amicus briefs; liaises with federal and state… more
- Wells Fargo (New York, NY)
- …of record to ensure compliance with all bank policies, procedures, and regulatory requirements + Collaborate and consult with RESCM peers, colleagues, and managers ... subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Wells Fargo (New York, NY)
- …+ Remain informed and current on all WFB/CRE underwriting guidelines and policy updates + Maintain solid understanding of risk assessment and current knowledge ... of commercial real estate operations + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Work Locations:** 30 Hudson… more
- Citizens (New York, NY)
- …control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager ... risk and control self-assessment on a product and service inventory. + Regulatory Knowledge: Familiarity and staying updated with relevant banking regulations (FRB,… more
- Bank of America (New York, NY)
- …Visualization + Project Management + Business Acumen + Issue Management + Regulatory Relations + Stakeholder Management + Technical Documentation **Line of business ... the GRM data management procedures, compliance with policies and standards, regulatory engagement, incidents management and analysis and overall reporting of data… more
- Wells Fargo (New York, NY)
- …4+ years of team management experience + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 24 examinations (or FINRA recognized ... may also be required + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more
- Lincoln Financial (Albany, NY)
- …Financial Group's position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration statements for Lincoln's ... changes/developments in the laws applicable to life and annuities (legislative, regulatory , case law + Maintain current knowledge of legal developments and… more
- Lincoln Financial (Albany, NY)
- …necessary to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms + Ensure ... talent is developed + Assess and communicate the impact of industry and regulatory changes + Collaborate with senior management and other internal stakeholders to… more
- Wells Fargo (New York, NY)
- …this role, you will:** + Lead or participate in provision of regulatory , structuring, documentation and transactional support related to commodities and derivatives ... opinions, consult with, and advise clients on legal and regulatory matters + Provide guidance to the commodities and...matters to assist with legal risk assessment, planning and policy decisions, claims against the Company, probability of loss,… more
- Solvay Bank (Syracuse, NY)
- …computer generated receipts. + Place holds on accounts in accordance with bank and regulatory policy . + Balances currency, coin, and checks in cash drawer at ... and enjoy the many rewards; matched 401(K) retirement savings, health and dental coverage, and more. Internal applications must...include scanning + Completes monthly audits in accordance with policy and procedure + Ensures supply of money for… more