- TD Bank (Brooklyn, NY)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the...fraud and cash loss leading the team to follow policy and procedure for Customer Authentication + Understands and… more
- Gateway Hudson Valley (Kingston, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... treatment of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities… more
- American Express (New York, NY)
- …data to identify trends, potential risks or non-compliance with laws, regulatory requirements, and supervisory expectations + Design and review conduct risk ... controls and participate in control testing to assess effectiveness and policy adherence + Develop dashboards and reporting tools to communicate conduct risk trends… more
- City National Bank (New York, NY)
- …the documentation and closing of loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment ... loan requests; reviews information to ensure that files submitted meet regulatory agency and CNB policies; forwards application packages to Residential Lending… more
- TD Bank (New York, NY)
- …audits and/or executes the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy + Oversees/leads the ongoing audit ... to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and… more
- City National Bank (New York, NY)
- …gaps in control design or operating effectiveness * Review and challenge regulatory remediation activities in assigned coverage areas to ensure operational risk ... thematic issues in accordance with the CNB Issue Management Policy * Influence and monitor progress of action plans...risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to details in… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …and external audit results. + Conducts weekly observations to settings to ensure policy and regulatory compliance. + Provides technical assistance and support to ... non-profit provider of residential, day habilitation, Article 16, and clinical health services and supports people with intellectual and developmental disabilities… more
- MUFG (New York, NY)
- …products with a deep understanding of Liquidity Risk and EPS regulatory requirements. **Major Responsibilities:** + Conduct the review of liquidity management ... related to liquidity related issues and observations + Write and maintain key policy & procedure documents for liquidity risk management and key stakeholders +… more
- American Express (New York, NY)
- …report on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing ... future business initiatives + Remain informed of the external regulatory landscape and current events impacting the financial services...you and your loved ones' physical, financial, and mental health , as well as providing the flexibility you need… more
- TD Bank (New York, NY)
- …enterprise function's or business segment's overarching strategy in leading program design, policy formulation or operating standards within one or more areas of ... expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional or operations… more