- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- Wells Fargo (New York, NY)
- …challenges related to full-service banking experience to emerging affluent and high -value customers + Present recommendations for resolving inquiries and service ... sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies, procedures,… more
- Scotiabank (New York, NY)
- …a purpose driven winning team, committed to results, in an inclusive and high -performing culture. **Global Banking and Markets** Global Banking and Markets (GBM) is ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- MongoDB (New York, NY)
- …The MongoDB security team is looking for a Program Manager - Governance, Risk , and Compliance. This role will be responsible for analyzing, documenting and ... monitoring risk and compliance posture across our existing program. MongoDB...+ Join compliance initiatives to ensure adherence with FedRAMP High (Revision 5), IL-5, and other relevant industry-standard frameworks… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- Wells Fargo (New York, NY)
- …in architecture, design, development, unit testing, and stress testing of a high -performance framework for high -end Electronic Trading applications and be a ... systems are monitored to increase operational efficiency and managed to mitigate risk + Define opportunities to maximize resource utilization and improve processes… more
- Wells Fargo (New York, NY)
- …for developing and implementing quantitative models and tools for Interest Rates risk management, trading, and pricing with focus on areas like forecasting, ... optimization, and risk mitigation. This is part of a strategic initiative...met and governance is adhered to. He/she will possess high quality communications skills both written and verbal in… more
- Eliassen Group (Albany, NY)
- …exciting opportunity for a Portfolio Manager-Veteran's Affairs. This is a high -visibility position, managing Program Managers, while serving as a strategic advisor ... portfolio alignment to the customer's mission, optimizing resource allocation, managing risk , and delivering measurable business value. _Due to client requirement,… more
- KeyBank (Amherst, NY)
- …to risk -based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...ability to work well in a team environment. + High ethical standards, strong critical thinking, detective, analytical, and… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. Communicates the Bank's risk culture… more