- Wells Fargo (Charlotte, NC)
- …and Wells Fargo from fraud losses. The team reviews account activity and high - risk transactions to prevent victim and perpetrator fraud, processes check fraud ... transactions, cash transactions and loans. The team also manages the risk , regulatory compliance, and client service associated with these transactions. The… more
- Sedgwick (Fayetteville, NC)
- …operational, IT, and financial audit activities ensuring coverage for assigned areas to address high risk , working with senior management and all levels of the ... the company-wide evaluation of enterprise risks, evaluating best practices for addressing high - risk business impacting projects. + Challenges how audit resources… more
- TD Bank (Asheville, NC)
- …+ Oversees management of team requiring workforce to decision on acceptable level of risk -Low to High risk potential (loss/reputational) + Acts as the ... of the organization - identifies and manages risks, and escalates non-standard, high risk transactions/activities as necessary + Keeps abreast of emerging… more
- Bank of America (Charlotte, NC)
- …+ Work with leadership to effectively prioritize issues that may be past due or high risk + Closely work with other Audit teams during data validation, issue ... high complexity. Should have the ability to perform high quality, risk -focused fieldwork, in accordance with Corporate Audit methodologies and standards to… more
- Wells Fargo (Charlotte, NC)
- …efficiencies within Integrated Brokerage + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources ... to monitor risk and exercise independent judgment to guide process changes,...Qualifications:** + 2+ years of Supervisory Control, Corporate Insurance Risk , Risk Management Consulting, Property or Casualty… more
- Wells Fargo (Charlotte, NC)
- …monitor risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high - risk projects and ... and deliver targeted compliance awareness training. + Collaborate with Legal, Risk , Audit, and other internal stakeholders. + Prepare management-ready reports and… more
- Wells Fargo (Charlotte, NC)
- …strategy and actions of a Secured Lending Underwriting team to meet moderate to high risk deliverables + Interpret and develop policies and procedures for ... of individual contributors and managers in roles with moderate complexity and risk + Engage and influence stakeholders, internal partners, and peers associated with… more
- Bank of America (Charlotte, NC)
- …Financial Crimes Risk Programs + Credible Challenge + Regulatory Knowledge + High Risk Activities & Typologies + Data Analysis, Interpretation & Decisioning ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or through compliance… more
- TD Bank (Charlotte, NC)
- …risks, and promotes the prompt and thorough resolution of escalated non-standard, high risk issues **Employee/Team Accountabilities:** + Participates fully as a ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- TD Bank (Charlotte, NC)
- …and accountabilities related to management reporting and analysis + Manages high risk initiatives and escalations; leads initiatives/guidance as appropriate ... and promotes the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external research projects; supports the… more