• Senior Analyst, Audit - Capital Markets

    Scotiabank (New York, NY)
    …corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. ... and work with management to find solutions to address control weaknesses. The Auditor contributes to the overall success of the Audit Function in support of… more
    Scotiabank (08/02/25)
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  • Sales and Trading Audit Director

    SMBC (New York, NY)
    …The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and ... CLO) + Good understand of capital markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to… more
    SMBC (07/27/25)
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  • Regulatory Reporting AVP

    Mizuho Corporate Bank (New York, NY)
    …Forums, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB). + Monitor and ensure that changes in ... span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit… more
    Mizuho Corporate Bank (07/23/25)
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