- Raymond James Financial, Inc. (New York, NY)
- …Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of the ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance… more
- TD Bank (New York, NY)
- …aligned to industries and various markets. Also provides critical insights and industry information to support advisory services. **Depth & Scope:** + Highly ... functions or operations + Interprets internal/external business challenges and the industry environment, recommends course of action and best practices to improve… more
- American Express (New York, NY)
- …(IAG) has reinvented our audit process and is leading the financial services industry with our Audit NextGen, Data-Driven Continuous Auditing, and Auditor of the ... control effectiveness with analytics-based testing + Analyze regulatory and industry cybersecurity requirements and frameworks over risk management, technology, and… more
- TD Bank (New York, NY)
- …to optimize profitability and customer satisfaction. The candidate must have deep industry experience and be a payments and lockbox subject matter expert. The ... and deep specialized knowledge at the enterprise, business, regulatory and industry levels + Senior specialist providing advisory services to executives, business… more
- NTT America, Inc. (NY)
- …execute a strategic **go-to-market plan in collaboration with practice leaders, industry teams, and alliance partners** . + Build strong executive-level ... **business process transformation solutions** , enabled by automation, AI, and industry accelerators. + Collaborate with solution architects, pricing teams, legal,… more
- Broadridge Financial Solutions (New York, NY)
- …engagement strategies, and deliver executive presentations. + Regulatory Navigation:Monitor industry changes, adapt internal processes to new regulations, and ... campaign reporting and continued alignment across operations. + Represent Broadridge at Industry Events Maintain active membership at industry organizations and… more
- Raymond James Financial, Inc. (New York, NY)
- …**Advanced knowledge of:** + Compliance and risk training for the securities industry and/or banking compliance. + Concepts, practices, and procedures of securities ... industry and/or banking compliance. + Rules and regulations of:...Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal… more
- JPMorgan Chase (New York, NY)
- …Equity Research covering Clean Energy & Sustainable Investing you will become an industry expert, helping to conduct and facilitate industry analysis and ... filings to assessing relevant news events, modeling financial statements and industry dynamics, performing detailed valuation work, writing research notes and sector… more
- Microsoft Corporation (New York, NY)
- …ensure customers fully harness AI's transformative power for actionable insights and industry success. As a Microsoft **Senior Digital Solution Engineer (DSE)** for ... you can work up to 50% from home. In Industry , Partner and Sales (IPS), we have set out.../ Silicon Valley AI Natives, Digital Startups and SDC industry is required. + Experience working in a fast… more
- CIBC (New York, NY)
- …involving a high level of profile within the Bank in a variety of industry segments. The role is located within the non-bank financial institutions section, which ... tasks including financial statement and data analysis, financial modeling and industry research. Analyst/Associates develop their skills through on the job training,… more