- TD Bank (New York, NY)
- …but are not limited to the following activities and controls: - Policy & Governance / Training - Risk Assessment Framework - Know Your Customer (KYC) / Customer ... unit / area being tested and to identify potential FCRM risks and apply information to complete + Clearly and concisely documents research as required to understand… more
- Broadridge Financial Solutions (Edgewood, NY)
- …and adapting to evolving requirements + Bachelors degree in computer science, Information Technology, or a related field (advanced degree or certifications such as ... relevant experience, skills, and education. Bonus Eligibility:Bonus Eligible Benefits Information :Please visitwww.broadridgebenefits.com for more information on our… more
- Datavant (Albany, NY)
- …compliance partner to specific business units and corporate functions such as information security or human resources. Provide practical guidance and build strong ... with corporate compliance topics such as conflict of interest, policy governance , development of compliance monitoring and auditing, and compliance investigations. +… more
- TD Bank (New York, NY)
- …Finance Group** is responsible for developing and delivering financial strategy, information , and management support within TD Securities (TDS). A key function ... within the department is the oversight and governance related to execution and reporting of daily P&L...for efficiently driving audits to completion. + Analyze financial information with a key focus on control and addressing… more
- TD Bank (New York, NY)
- …top and emerging risks for compliance on a quarterly basis, incorporating information from the regulatory change program and other board and management reporting. ... vary depending on availability and individual circumstances._ The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic team of… more
- TD Bank (New York, NY)
- …manage processes for leveraging business and customer data, ensure strong data governance and data stewardship, and deliver insights and reports to inform strategic ... investigation and verified the accuracy and completeness of the information contained in the applicant's Form U4; and the...obligation to _verify_ the accuracy and completeness of the information contained on the applicant's Form U4, no later… more
- City of New York (New York, NY)
- …Tech empowers decision makers with access to quality (complete and accurate) information to anticipate and pro-actively react to building, neighborhood and market ... of HPDTech is composed of 7 units: CIO (Chief Information Office), CTO (Chief Technology Office), CPO (Chief Product...incident prevention, and the organization's ability to meet its governance and audit goals. Your Role: We are seeking… more
- CUNY (Brooklyn, NY)
- …criminal justice, culinary arts, nursing and allied health careers, information technology, journalism, maritime technology, tourism and hospitality, and the ... Innovations in American Government Award from the Ash Center for Democratic Governance and Innovation at Harvard University's John F. Kennedy School of Government.… more
- NYSERDA (Albany, NY)
- …+ Design and develop views and stored procedures in support of system and information requirements + Contribute to the design of dimensional modeling schemas for a ... of the business and compliance with regulatory, security, and data governance requirements + Maintain professional and technical knowledge by attending educational… more
- Deloitte (Williamsville, NY)
- …policies, system design, applications, and functional operations. Strong understanding of governance , risk, and compliance related to information , records, and ... to records and contracts management policies, confidentiality, privacy, and information security standards. Maintain documentation and support audits or reviews… more