- MUFG (New York, NY)
- …box" thinking, to proactively determine business resiliency, and assess emerging industry risk + Strong understanding of Operational Resilience methodologies and ... of any observed weaknesses + Familiarity with the Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are… more
- JPMorgan Chase (Brooklyn, NY)
- …assessment, effective design and evaluation of controls, and sustainable solutions to mitigate operational risk . As a Senior Associate within Finance Control ... environment of the respective LOBs or CFs, inclusive of Operational Risk , Compliance and Conduct Risks. +... Summary (CORS) for Corporate Finance, which provides comprehensive information and reporting about the LOBs and Corporate Functions… more
- Scotiabank (New York, NY)
- …risk tolerance (including but not limited to credit, legal, regulatory, and operational risk ). + Actively pursues effective and efficient operations of ... Associate Director, Global Capital Markets Documentation, GBM, New...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of...will:** + Assist Financial Advisor(s) with sales, service, and operational related activities such as providing service to clients… more
- BlackRock (New York, NY)
- …operations tools on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, ... system for investment managers that seek to connect the information , people, and technology needed to manage money in...for investment portfolios to see their whole portfolio, understand risk exposures, and act with precision. We are looking… more
- S&P Global (New York, NY)
- …to build relationships with internal and external stakeholders. + Understanding of operational risk management, including how to identify, evaluate and mitigate ... The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our… more
- Wells Fargo (Syracuse, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking an Associate Private Client Financial Advisor (LO) in Wealth...function + Review basic or tactical client goals and risk tolerance, assess investment profile, and evaluate client financial… more
- Broadridge Financial Solutions (Edgewood, NY)
- …the ability to identify potential risk scenarios and controls to minimize operational risk + Create, maintain, and adhere to all client-related Detailed ... team. Broadridge is hiring! As a Sr. Corporate Actions Associate , youll be at the heart of fast-paced Reorg...In this dynamic role, youll safeguard the firm from risk , solve complex reconciliation challenges, and work directly with… more
- Bank of America (New York, NY)
- Quantitative Operations Associate - Volume & Capacity Modeler Newark, Delaware;Jacksonville, Florida; Charlotte, North Carolina; Plano, Texas; Chandler, Arizona; ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Newark/Quantitative-Operations- Associate Volume Capacity-Modeler\_25025543-2) **Job Description:** At Bank of America,… more
- PNC (New York, NY)
- …leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with ... to contribute to the company's success. As an Audit Associate Sr, you will be within PNC's Internal Audit...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more