- Wells Fargo (Plainview, NY)
- …ensuring compliance with applicable laws, rules, and regulations + Collect information directly from customers regarding income, assets, investments, and credit; ... analyze information to develop customized plans identifying Wells Fargo's banking...+ Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow… more
- Wells Fargo (Purchase, NY)
- …and the client and will direct day to day workflow, escalate both service and risk issues as they arise, ensure the entire branch is working together to care for ... partnerships with all centers of excellence (COE) and support partners; managing risk /compliance; expense / P&L management; and exception management + Execute on… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- American Express (New York, NY)
- …is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company ... manages risk . We are committed to growing our audit staff...+ CFA, CPA, CIA, CRMA certifications preferred. Background in information systems, data analytics or information technology… more
- Wells Fargo (New York, NY)
- …strategy. + Engage and influence WIM Banking business leaders, control management, risk , legal, and audit partners to successfully ensure appropriate management of ... business risk . **Required Qualifications** + 8+ years of wealth management...personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team… more
- Wells Fargo (New York, NY)
- …across WIM (Well Fargo Investment Institute, Client Relationship Group, Legal, Risk , Compliance, Marketing, etc.) to ensure product integrity and positioning. + ... as a subject matter expert for internal and external stakeholders. + **Regulatory & Risk Oversight** + Ensure all products comply with FINRA, SEC, OCC, and other… more
- Citigroup (New York, NY)
- …will be achieved through a strong partnership with Banking, Capital Markets and Risk . LFU Analysts will be actively involved in Citi's credit approval and ... able to articulate assumptions and analysis to Underwriters and Risk Managers + Coordinate with the LFU Mumbai team...understand formats. + Ability to quickly and accurately find information upon a Banker / Manager's request + Ability… more
- JPMorgan Chase (New York, NY)
- …progress, enhancing visibility and driving continuous improvement. + Collect and disseminate information on notable insider events to inform risk management ... with diverse partners across the company, including Cybersecurity, Technology, Risk Management & Compliance, Legal, Human Resources, and Regulatory Affairs,… more
- Tompkins Community Bank (Ithaca, NY)
- …strategy. Reporting to the CFO, this position oversees treasury operations, financial risk management, investments, and financial planning and analysis. The role is ... leading financial stress testing. It also supports pricing strategies, risk management (including insurance procurement), and provides strategic financial insights… more
- Broadridge Financial Solutions (New York, NY)
- …in our Park Avenue, NYC office. This position is in the Risk Management product business within Broadridge Investment Management Solutions.The product provides a ... valuation and risk management solution across a wide range of asset...experience, skills, and education. Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings #LI-MJ1 We are… more