- Citigroup (New York, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance, audit, or other control-related functions in the ... Issue Management , Management Reporting, Policy and Procedure, Risk Management , Root Cause Analysis. **Other Relevant Skills** For complementary… more
- Citigroup (Queens, NY)
- …general + Complete and ensure timely submission for deliverables related to BU Compliance/ Risk and Control and/or Management Information Systems related ... understanding of regulatory, compliance, risk management and financial management , and data governance concerns + Basic understanding of Bank ALM,… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... leads the facilitation and/or implementation of action/remediation plans to address performance/ risk / governance issues + Keeps abreast of emerging issues,… more
- Wells Fargo (New York, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... Prepare detailed financial, comparables, and commercial analyses, including distribution risk probability assessments with credible recommendations. + Support senior… more
- Mizuho Corporate Bank (New York, NY)
- …are current and effectively communicated to all relevant parties. + Liaise with Model Risk Management regarding updates to models, ensuring that all changes are ... appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM) Risk … more
- Wells Fargo (New York, NY)
- …and working with diverse teams on a variety of tasks, including compliance and risk management responsibilities. + Provide information to colleagues and ... making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk … more
- KeyBank (NY)
- …Brooklyn Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense… more
- Axis (New York, NY)
- …functions for the business units. This role will proactively engage with Reserving, Risk Management , Finance, and Claims colleagues to achieve desired business ... insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... exist + Leads/facilitates and/or implements action/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and… more
- Robert Half (New York, NY)
- …Information Systems, Information Technology, Law and Policy, Legal Studies, Management Information Systems, Pre-Law, Political Science) + Visa Status: All ... critical legal challenges and opportunities within Litigation, Contracts, Data Protection, Governance , Corporate Transactions, and Legal Risk & Compliance.… more