- TD Bank (New York, NY)
- …Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related ... CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation:...dealing with a broad range of issues including non-routine information . + Focuses on longer-range planning for functional area… more
- CIBC (New York, NY)
- …involving people, technology , processes or external events that arise from audit and control testing. The role applies advanced concepts to provide guidance to ... CIBC LOBs and Capital Markets infrastructure partners (ie Finance, Operations, Technology , Risk Management, Compliance, Privacy, Audit ), regarding CIBC's… more
- Capgemini (New York, NY)
- …improvements and control enhancements. + Participate in remediation programs by supporting internal audit activities and helping clients close regulatory and ... by science and data. Superpowered by creativity and design. All underpinned by technology created with purpose. **YOUR ROLE** As a **Senior Consultant** in our… more
- TD Bank (New York, NY)
- …trading line logs + Prepares monthly reports + Maintains required documentation for internal audit + Prepares other related materials as required + Ensures ... Cross Asset Trading portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management… more
- Citigroup (New York, NY)
- …the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, ... a first-class experience when doing business with Citi. Our Technology partners develop and implement a wide range of...a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying… more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... November 2005 through the commercialization of the finance and technology teams supporting JP Morgan's various private equity and...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in… more
- Robert Half Finance & Accounting (New York, NY)
- …accounting projects as needed including GL reconciliations. * Collaborate with the internal audit team on establishing and maintaining controls * Coordinate ... with automation and finance transformation projects * Create and distribute accurate internal reports to various stakeholders across the organization, as required *… more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks. + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... November 2005 through the commercialization of the finance and technology teams supporting JP Morgan's various private equity and...releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also assist in… more
- City of New York (New York, NY)
- …year of full-time satisfactory experience in management auditing, financial auditing, and/or information technology (IT) auditing; or (B) a valid Certified ... at least two years of experience in management auditing, financial auditing, and/or information technology (IT) auditing. Additional Information The City of… more
- Citigroup (New York, NY)
- …Data and Tech transformation Management data strategy; Create and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements ... RBCMs. **Role Overview** Sitting within the ERM Data & Technology Group within Data Risk Management, the ERM Data...control, and governance of Data Quality + Responsible for internal peer review of RBCM submissions and consistency with… more