- TD Bank (New York, NY)
- …based on risk , impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording requirements and ensure ... York, New York, United States of America **Hours:** 40 **Line of Business:** Technology Solutions **Pay Detail:** 160,000 - 175,000 USD TD is committed to providing… more
- Citigroup (Getzville, NY)
- …root causes of complex issues + Work closely with colleagues from Operations & Technology , Compliance , Legal, Risk & Control and business unit managers ... and oversight of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is...whilst working with key stakeholders across the business and technology to remediate any gaps + Act as point… more
- Wolters Kluwer (New York, NY)
- …healthcare, legal, business, tax, accounting, finance, audit, risk and compliance rely on Wolters Kluwer's market-leading information -enabled tools and ... more dynamic world. Wolters Kluwer combines deep domain knowledge with specialized technology . Our portfolio offers software tools coupled with content and services… more
- Global Foundries (Malta, NY)
- …& Security requirements and programs. Required Qualifications: + Bachelor's degree in Information Technology , Supply Chain, Business, or a related field. + ... and fabrication services to some of the world's most inspired technology companies. With a global manufacturing footprint spanning three continents, GlobalFoundries… more
- Citigroup (New York, NY)
- …KYC (Know Your Client) policies. Track all identified issues and work with Business Risk , Compliance , Operations, and Technology to actively identify new KYC ... and tools. Facilitate both gap and root-cause analysis (RCA) exercises between Legal, Compliance , Operations, Technology , Risk , and the Line of Business,… more
- Marex (New York, NY)
- …and over 2,300 dedicated people enabling access to exchanges and technology -powered services. For more information visit www.marex.com (http://www.marex.com/) ... a plus + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree preferred.… more
- University of Rochester (Rochester, NY)
- … risk -based quality management strategies tailored to biopharma and medical technology research activities in compliance with regulatory standards. + ... clinical research conducted at CHeT. Ensures clinical data quality, regulatory compliance , and integrity of research documentation while collaborating with internal… more
- Walmart (Utica, NY)
- …your own. The Vision Center is fast-paced and equipped with the resources and technology you need to succeed. Your biggest tool? The ability to authentically connect ... practice per state board How You'll Make An Impact Embraces new equipment technology and advanced instrumentation This would be essential as we are integrating… more
- American Express (New York, NY)
- …Enterprise Data Office (EDO). You will partner with business, product, platform and technology subject matter experts (SMEs), and our Data Custodian team to mature ... part of a team responsible for supporting activities for the day-to-day compliance with the Enterprise Data Management Operating Policy within your domains/business… more
- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), ... Prime Finance traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology , Prime Legal, Compliance (NY/NJ), Compliance...this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key… more