• Manager, Broker - Dealer…

    Coinbase (Austin, TX)
    …in you (ie. job requirements):* * 7+ years experience working in a retail broker - dealer compliance team. * Comfortable working in a fast-paced environment ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional...Best Execution and CAT reporting. * Experience setting up broker - dealer compliance programs, or at… more
    Coinbase (10/30/25)
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  • Manager, Compliance Testing

    Scotiabank (Dallas, TX)
    … testing or audit. * Experience/background in compliance applicable to broker - dealer internal inspections, institutional trading & sales, investment ... Manager, Compliance Testing **Requisition ID:** 245239 **Salary Range:** -...and corporate functions within investment or commercial bank or institutional broker - dealer is preferred. *… more
    Scotiabank (12/17/25)
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  • Senior Manager, GBM&T Compliance Testing,…

    Scotiabank (Dallas, TX)
    …regulatory exam support, including testing or audit background. * Background in broker - dealer inspections, institutional trading & sales, investment banking, ... Senior Manager, GBM&T Compliance Testing, International Banking **Requisition ID:** 247734 **Employee...debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
    Scotiabank (01/15/26)
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  • Senior Manager, Compliance Risk Analytics…

    Scotiabank (Dallas, TX)
    …international banking organization with institutional trading & sales, investment banking, or institutional broker dealer . + A minimum of 5 years of ... Senior Manager, Compliance Risk Analytics and Reporting **Requisition ID:** 247620...debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
    Scotiabank (01/15/26)
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  • Senior Manager, US Regulatory Obligations Lead

    Scotiabank (Dallas, TX)
    …international banking organization with institutional trading & sales, investment banking, institutional broker dealer and FCM/swap dealer ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
    Scotiabank (01/14/26)
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