- Scotiabank (New York, NY)
- …or audit. + Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading & sales , investment banking, futures ... and state banking rules applicable to international banks conducting institutional trading & sales , investment banking, investment management, and… more
- Scotiabank (New York, NY)
- …should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission ... SEC, CFTC, NFA rules applicable to international banks conducting institutional trading & sales , investment banking, investment management, and… more
- ADP (NY)
- Applications for this posting will be accepted until 06/13/2025 **ADP is hiring an Institutional Investment Consultant III.** In this position you will act as ... condition updates. + Ability to effectively develop and deliver investment training to sales , client service and fiduciary training to client investment… more
- JPMorgan Chase (New York, NY)
- …in 2015. The US Institutional ETF business sits within the North America Institutional Sales team and is responsible for leading ETF sales activities ... Companies, Asset Managers, and Hedge Funds. As an Internal Sales Associate within the Institutional ETF Team,...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Siebert Williams Shank (New York, NY)
- …able to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are...are a fast-growing, top-ranked financial services firm that provides investment banking, sales , trading and research services… more
- Amalgamated Bank (New York, NY)
- …+ Bachelor's degree; MBA or other equivalent preferred. + 5+ years of institutional investment management or bank custody experience + Client Service and/or ... Amalgamated Bank seeks a dedicated Institutional Service & Sales Associate who...collaboration with banking partners to discover cross-sell opportunities for Investment Management, Custody and Benefit Disbursement. By joining our… more
- M&T Bank (New York, NY)
- …management to set the example for and serve as a mentor to other Institutional Fixed Income Sales . Also responsible for actively cultivating referral network and ... contacts to service clients. **MANAGERIAL/SUPERVISORY RESPONSIBILITY:** May coach/mentor junior Institutional Fixed Income Sales . **MINIMUM QUALIFICATIONS REQUIRED:**… more
- JPMorgan Chase (New York, NY)
- …in 2015. The US Institutional ETF business sits within the North America Institutional Sales team and is responsible for leading ETF sales activities ... opportunities. **Job Responsibilities** + Develop deep relationships across the institutional client base with particular emphasis on investment decision… more
- Neuberger Berman (New York, NY)
- …plus + Candidates should be energetic and a motivated self-starter + Strong sales orientation/aptitude and/or keen interest in the institutional business + ... Berman:** Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager with c. $508 billion in assets under management as of… more
- Neuberger Berman (New York, NY)
- The Institutional Fiduciary Officer is an important member of the Institutional Trust team of NBTC. The team supports Institutional , Private Wealth ... of the firm, and services a family of Collective Investment Trusts (CIT) as well as Outsourced Chief ...delivery + As experience grows, engage in RFP and sales processes for CIT prospects + Coordinate client onboarding… more