- Atria Wealth Solutions (Raleigh, NC)
- …experience + FINRA series 7, 63/65 (or 66) + NC Life, Long-term Care Insurance , and Medicate Supplement licenses + CFP preferred Deadline for Application: All ... and present your recommendations for the purchase of appropriate insurance and or investment products to meet their needs....LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker -dealer and RIA with a stable, 25-year track record… more
- Lincoln Financial (Greensboro, NC)
- …IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in ... shareholder servicing agreements and distribution-related contracts, including those with broker -dealers, retirement plan administrators and other intermediaries. * Drafting,… more
- TD Bank (Charlotte, NC)
- …Series 9/10) (Required or ability to obtain within scheduled time) + State Life & Health Insurance License ( Preferred ) + FINRA Series 65 or 66 ( Preferred ) + ... Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision… more
- Truist (Charlotte, NC)
- …Truist offering the position. Truist offers medical, dental, vision, life insurance , disability, accidental death and dismemberment, tax- preferred savings ... that are routinely associated with those of a retail broker /dealer. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary...in lieu of Series 66) + Life/Health and Variable Insurance Licensing + 5 or more years related retail… more
- Kestra Financial (Raleigh, NC)
- …and record keeping adheres to compliance standards + Successfully partner with Broker Dealer for new account establishment, account maintenance, and compliance + ... direct control Education and/or Experience + Bachelor's degree in a business-related field preferred + The ideal candidate will have 2+ years of experience in the… more
- US Bank (Charlotte, NC)
- …regulatory and risk matters, as well as new product development and support ** PREFERRED SKILLS/EXPERIENCE:** + Law degree required + Licensed in good standing to ... supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the… more
- Citigroup (Charlotte, NC)
- …and funding flows including closely coordinated positioning requirements of Bank and Broker Dealer businesses. Focus would be in fulfilling the Resolution and ... for a financial services organization, including Treasury and Finance highly preferred + Core knowledge of balance sheet analysis and asset/liability management… more
- CVS Health (Raleigh, NC)
- …+ Strong business acumen, presentation skills and ability to work independently. ** Preferred Qualifications** + Established relationships with Broker Channel. + ... us build our Aetna's Specialty Division business via the broker distribution channels for Dental/Vision products covering for the...commuting distance of the Market. + Health & Life Insurance license. + Proficiency in Microsoft Office, Excel and… more
- HUB International (Asheville, NC)
- …HUB INTERNATIONAL:** HUB International Limited ("HUB") is one of the largest global insurance and employee benefits broker , providing a broad array of property, ... Must also be comfortable with Adobe Acrobat Standard + Valid Life/Health Insurance Producer License preferred + Excellent written and verbal communication… more
- Zurich NA (Charlotte, NC)
- …knowledge of Construction Professional Liability product lines, the commercial insurance and Construction/Engineering industry + Strong Broker relationships ... Any unsolicited resume will become the property of Zurich American Insurance . If you are a preferred vendor, please use our Recruiting Agency Portal for resume… more