- Fifth Third Bank, NA (New York, NY)
- …. Expertise in one or more business sectors is a plus. . Securities Industry Essentials (SIE), Series 79, and 63 license required. . Series 24 license ... deepening relationships with the bank's largest and most strategically significant insurance clients-firms with substantial financial strength and a strong asset… more
- NBC Universal (New York, NY)
- …is a full-service production company that focuses on documentary features and series , narrative podcasts and scripted adaptations of NBC News IP. Leveraging the ... of editorial intellectual property, Studios develops and produces premium documentary series , specials and films for distribution on NBCU and third-party platforms.… more
- NBT Bank (Fairport, NY)
- …high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not Series 7 ... $210,000. Interviews and profiles customers/prospects to determine investment and insurance needs, recommends appropriate products, and makes appropriate referrals… more
- Truist (New York, NY)
- …performing/utilizing the aforementioned. * Must have passed at least 1 of the following exams: SIE; 7 Top Off (or Series 7 if licensed prior to 2019); ... Series 63; Series 87; or Series 86 or FINRA waiver for those w/ completed CFA II license ). * The annual base salary for this position: $180,000 - 195,000… more
- US Bank (New York, NY)
- …client segment + FINRA Series 7 and 66 or, Series 7 and 63/65 combination and applicable state insurance license Preferred Qualifications + ... career. The Wealth Management Advisor position is the investment, investment planning, and insurance products lead on the Wealth Management Team. In This Role You… more
- Veterans Affairs, Veterans Health Administration (Wellsville, NY)
- …medications and their effects/side effects, and medical terminology. Work Schedule: M-F 7 :30am - 4:00pm EDRP Authorized: Former EDRP participants ineligible to apply ... and federal 401K with up to 5% in contributions by VA Insurance : Federal health/vision/dental/term life/long-term care (many federal insurance programs can… more
- JPMorgan Chase (New York, NY)
- …effectively with clients and team members while maintaining professionalism. + A valid and active Series 7 license is required or must be obtained within 60 ... a condition of employment + A valid and active Series 66 (63/65) license is required or...valid and active Life, Health and Long Term Care Insurance license is required or must be… more
- Wells Fargo (New York, NY)
- …management + Strong risk management and compliance skills + FINRA registration including Series 7 and 24 (or FINRA recognized equivalents) **Job Expectations:** ... + Registration for FINRA Series 7 & 24 must be completed...90 or 180-day time period contingent upon number of license (s) needed if not immediately available to transfer upon… more
- Raymond James Financial, Inc. (New York, NY)
- …and/or training as approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area required or the ... (FINRA), state securities and banking regulatory agencies, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the...within an established timeframe. o Required to have a Series 7 , 24 or willing to obtain… more
- Charles Schwab (Mount Kisco, NY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share...66 (63/65) license and Life & Health Insurance as it will be required during your tenure… more