- Charles Schwab (Mount Kisco, NY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share...66 (63/65) license and Life & Health Insurance as it will be required during your tenure… more
- NBT Bank (Vestal, NY)
- …advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a Registered Investment ... $520,000 Interviews and profiles customers/prospects to determine investment and insurance needs, recommends appropriate products/solutions with a focus on retention… more
- Robert Half Finance & Accounting (New York, NY)
- …policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML/KYC. Series 7 FINRA license is advantageous This ... policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML/KYC + Series 7 FINRA license is advantageous + Bachelor's… more
- JPMorgan Chase (Buffalo, NY)
- …and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the ... condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the… more
- JPMorgan Chase (New York, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of… more
- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …and federal 401K with up to 5% in contributions by VA Insurance : Federal health/vision/dental/term life/long-term care (many federal insurance programs can ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- BankOnBuffalo (Buffalo, NY)
- …education funding, and financial planning. CFP or similar professional designation preferred. FINRA Series 7 and 63 licenses plus Series 65 or ... or equivalent combination of education and/or experience. Minimum of 7 years' experience in Wealth Management or a related...66, plus NY Life & Health license are preferred, but not required. A background check… more
- City National Bank (New York, NY)
- …CFP, JD/LLM, CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and state insurance license required. * ... investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional Qualifications* * The SFA shows… more
- EGA Associates (Syracuse, NY)
- … insurance Life insurance Paid time off Referral program Vision insurance Schedule: 8 or 10 hour shifts License /Certification: ARRT (CT) Certification ... certification.] + Experience in procedures such as IVP, GI series , Modified Barium Swallow, barium and air contrasted barium...5. CT Cervical, Thoracic, Lumbar spine 6. CT Cystogram 7 . CT facial bones 8. CT IVP 9. CT… more
- TD Bank (Brooklyn, NY)
- …of success + In-depth knowledge of investment products and services + Required Registrations: SIE, Series 7 and Series 65/66 required - if the TFA only ... and Firm policies related to all business activities (eg OCC, SEC, State Insurance Commissioners, NY Department of Financial Services, etc.) + Ensures all Continuing… more