- TD Bank (New York, NY)
- …applications.** + **FINRA license Series 7, 63 &24** + **Life and Health insurance license ** + **Experience working with in the banking trust and investment ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- L3Harris (Rochester, NY)
- … policies, procedures and applicable laws related to trade, exports and import compliance + Responsible for authoring license and agreement applications + ... sea and cyber domains in the interest of national security. Job Title: Trade Compliance Specialist Job Code: 26692 Job Location: Rochester, NY or Arlington, VA or… more
- Corning Incorporated (Corning, NY)
- Manager, Auto MCE LS Regional Trade Compliance **Date:** Aug 18, 2025 **Location:** Corning, NY, US, 14831Charlotte, NC, US, 28216 **Company:** Corning Requisition ... **Overview/Scope of Position:** This position will lead the Regional Trade Compliance organization for a specific Corning Business. This individual will deploy… more
- Sedgwick (Albany, NY)
- …systems, underwriting databases) to assist callers + Adhere to strict compliance standards including privacy, disclosures, and state-level insurance regulations ... policies while navigating multiple systems and adhering to compliance standards. This phone-based role requires you to be...**QUALIFICATIONS** + Active Property & Casualty or Personal Lines License (required) with auto insurance experience +… more
- Robert Half Finance & Accounting (New York, NY)
- …of FINRA Regulations/Filings, policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML/KYC. Series 7 FINRA license ... review/Personal Account Dealings, compliance testing and AML/KYC + Series 7 FINRA license is advantageous + Bachelor's Degree The Compliance role is located… more
- New York State Civil Service (NY)
- …Yes Agency Parks, Recreation & Historic Preservation, Office of Title Code Compliance Specialist 1 (NY HELPS) - Hudson Valley District Occupational Category Other ... State NY Zip Code 00000 Duties Description The Code Compliance Specialist 1, SG-18 will be assigned to the...condition for continued employment, you must possess a valid license to operate a motor vehicle in New York… more
- Central Hudson Gas & Electric Corporation (Poughkeepsie, NY)
- **Benefits** : + Competitive compensation + Medical, dental, and vision insurance + 401(k) retirement savings plan with substantial company match + Life and travel ... insurance + Tuition assistance + Wellness reimbursement program +...holidays and vacation **What is a Technology Quality & Compliance Analyst?** The Office of the CIO (OCIO) is… more
- Community Health Center of the North Country (Canton, NY)
- Quality & Compliance Specialist Canton, NY (http://maps.google.com/maps?q=Canton+NY+USA+13617) * Quality Assurance and Corporate Compliance Job Type Full-time ... supporting the development, implementation, and daily operations of agency-wide quality and compliance programs. Assists the Quality & Compliance Manager in… more
- Highmark Health (Albany, NY)
- …Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and utilization ... management activities to ensure compliance with internal policies, state, CMS, and federal regulations....None **Preferred** (any of the following) + Active Nursing license **SKILLS** + Demonstrate expert knowledge of business and… more
- Wells Fargo (Plainview, NY)
- …63 exams (or recognized FINRA equivalents) to qualify for immediate registration + State Insurance license (s) + 3+ years of experience in a licensed financial ... a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act...based on current state requirements during employment + State Insurance license (s) are required for this role… more