- Truist (Orlando, FL)
- …Includes day-to-day client interaction, managing portfolio risk and adheres to all regulatory and compliance guidelines. A critical component of this role is early ... products. Is accountable for the risk evaluation and associated regulatory compliance requirements. May require specialized underwriting skills for Commercial… more
- Citigroup (Tampa, FL)
- …against industry standard, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborate across internal lines ... Proactively identify, evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM & Risk, following… more
- Kelly Services (Gulf Breeze, FL)
- …of test plans, procedures, and test results for future reference and regulatory compliance. + Communicate test findings, status updates, and recommendations to ... assurance processes throughout the testing lifecycle. + Collaborate with regulatory agencies, customers, and internal stakeholders to address compliance requirements… more
- Citigroup (Tampa, FL)
- …along with a committed effort to stay apprised of new and changing regulatory and legal issues and industry initiatives. The function requires extensive interaction ... the firm's global platinum client relationships. + Continuously stay informed of regulatory changes, new regulations, internal policy changes and developments in the… more
- Citigroup (Tampa, FL)
- …in Treasury to enhance the firm's liquidity position to meet regulatory requirements, internal Limits/Thresholds, and business objectives. + Create monthly liquidity ... and decisioning + Work with key stakeholders to ensure global production and regulatory submission of the Firm's key liquidity reports including FR 2052a, LCR, NSFR,… more
- American Express (Sunrise, FL)
- …and review topical risk information, including emerging trends, best practices, and regulatory updates relevant to each area of expertise, and support the day-to-day ... and procedures to align with changes in the business environment and regulatory landscape + Support sharing insights, better practices, themes, etc. across the… more
- Robert Half Management Resources (Miami Lakes, FL)
- …and operational processes to ensure adherence to internal policies and regulatory requirements. * Identify and document audit findings, providing actionable ... Support the organization in maintaining compliance with industry standards and regulatory frameworks. * Assist in continuous improvement initiatives to enhance… more
- Citigroup (Tampa, FL)
- …may include managing external audits, business continuity activities or addressing regulatory issues. The Business Associate may coordinate and manage activities ... as other Business Execution team members in completing various ad-hoc projects/initiatives/ regulatory driven deliverables to meet regulatory expectations as well… more
- American Express (Sunrise, FL)
- …Crimes Surveillance Unit and US Investigations to ensure adherence to legal and regulatory standards as well as internal procedural requirements. **How will you make ... cases after initial decision is made to ensure adherence with procedural and regulatory guidance. + Provide real time feedback to analysts if a material or… more
- American Express (Sunrise, FL)
- …Control Self-Assessment (RCSA) framework. This role is instrumental in fulfilling regulatory commitments and promoting a risk-aware culture across the organization. ... needs via maintenance of the inventory. + Support integration of regulatory requirements and expectations to enterprise product inventory governance and process.… more