- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...**FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize… more
- NBC Universal (New York, NY)
- …is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients, ... litigators) and/or in collaboration with outside counsel. The Counsel, Litigation and Regulatory will work on a wide range of matters, including general commercial… more
- Bank of America (New York, NY)
- …for monitoring the completeness and accuracy associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank of America, NA ... an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required...Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank.… more
- Bloomberg (New York, NY)
- …under the UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with indices, financial benchmarks ... products within the financial markets; be familiar with relevant FCA and European regulatory requirements as well as IOSCO principles; and be able to implement … more
- Leviton (Melville, NY)
- …projects and supporting project teams in securing and maintaining product regulatory compliance. This individual will collaborate with virtually all departments ... generating and publishing meeting minutes with associated action items, etc. Regulatory : Collaborates closely with Engineering and Product Management to secure and… more
- American Express (New York, NY)
- …an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... transitions to a higher bank category (Cat 3/2), it leads to an uptick in regulatory scrutiny and increased regulatory expectations. As a result, we are forming… more
- American Express (New York, NY)
- …challenge and guidance to US Consumer Deposits business stakeholders on compliance/ regulatory requirements applicable to consumer deposit products and features. + ... Driving implementation of policy and regulatory requirements in the areas of Reg E, Reg...financial well-being support + Comprehensive medical, dental, vision, life insurance , and disability benefits + Flexible working model with… more
- Heritage Financial Credit Union (Middletown, NY)
- …thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to use your experience and knowledge to ... in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program… more
- Arc Allegany-Steuben (Wellsville, NY)
- …benefits package to include options for medical, dental, vision, employer paid life insurance , 403 b with employer contribution, PTO accruals, two weeks of paid ... conducting incident investigations, completing surveys/reviews, and training. JOB FUNCTIONS: Regulatory + Conduct investigations related to the Incident Management… more