- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible ... and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** Act as the primary… more
- Aflac (New York, NY)
- …oversees the strategic deployment of capital for life and supplemental health insurance company balance sheets utilizing both internal teams and external third party ... and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and help to...basis. + Monitor developments and maintain familiarity with Nebraska Insurance Law, NAIC, Japan FSA, CIMA, BMA, and US… more
- Wells Fargo (New York, NY)
- …customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or ... equivalents) sufficient to qualify for immediate FINRA registration + State Insurance license(s) + Customer service focus with experience handling transactions… more
- Highmark Health (Albany, NY)
- …and investigative purposes to comply with internal audit and regulatory requirements. **ESSENTIAL RESPONSIBILITIES** + Performs investigations into potential and ... reports according to state regulations. Responsible for updating annually the changes in insurance laws with regard to lines of business + Coordinates data extracts… more
- CIBC (NY)
- …development of actionable and sustainable recovery strategies that ensure alignment with regulatory expectations and corporate guidelines. A key aspect of this role ... analysis, identify potential business interruption risks, including operational, financial and regulatory and work with the business units to create strategies to… more
- CIBC (New York, NY)
- …adherence with broker-dealer requirements and compliance with federal and self- regulatory organization (SRO) rules and regulations. The position supports overall ... to evaluate the design and effectiveness of business controls in meeting regulatory compliance. This position primarily supports the US Capital Markets line of… more
- BMO Financial Group (New York, NY)
- …clients. Maximizes profit while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the deal team with efforts ... clients with specific product information. + Responds to inquiries from clients, regulatory agencies, or members of the business community in a professional manner… more
- Corning Incorporated (Oneonta, NY)
- …designing, implementing, and managing EH&S programs that align with corporate goals, regulatory requirements, and industry best practices. The EH&S Manager will play ... EH&S management systems into the plant's overall operational framework. ** Regulatory Compliance & Policy Implementation:** + Design, implement, and maintain… more
- Axis (New York, NY)
- …to join AXIS Capital - a trusted global provider of specialty lines insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk ... the organization's resilience and preparedness for business disruptions, aligning with regulatory requirements and industry best practices. This position plays a… more
- Mastercard (Harrison, NY)
- …will: * Identify, analyze and advise business teams on, the legal, regulatory and commercial risks related to the development of Mastercard's consumer products ... consumer products, digital, merchant, data privacy, intellectual property, anti-trust, regulatory affairs, public policy, franchise and services business lines and… more