- WM (Albany, NY)
- …development of a safe work environment that complies with all customer/site regulatory requirements related to health, safety and the environment including operating ... team at a customer site conducts routine safety meetings and regular safety/ regulatory inspections. + Participates in quarterly and annual business reviews with… more
- American Express (New York, NY)
- …in the evaluation of CRA tooling and system enhancements. + Support regulatory , audit, and testing reviews related to the CRA process. **Minimum Qualifications:** ... in financial services. + Foundational understanding of risk assessment principles, regulatory compliance, and internal control frameworks. + Highly organized with… more
- Evolent (Albany, NY)
- …reviews and appeals requests in accordance with departmental policies, regulatory requirements, and client contractual agreements. **Collaboration Opportunities** : ... process appeal requests received via phone, fax, or email in accordance with regulatory requirements and health plan guidelines. + Conduct research and analysis of… more
- American Express (New York, NY)
- …risk management, and control frameworks are effective and aligned with regulatory expectations. Through risk-based audits, the team evaluates both the design ... safeguard the institution's integrity and reputation in a complex global regulatory environment. **Key Responsibilities** + Support the development of the American… more
- Robert Half Finance & Accounting (Mount Kisco, NY)
- …procedures to enhance operational efficiency. * Maintain compliance with regulatory requirements, including tracking updates and implementing best practices. * ... analysis and special projects as needed. * Provide strategic guidance on regulatory risks and compliance practice Requirements * Bachelor's degree in Accounting or… more
- Citigroup (Getzville, NY)
- …in assessing risk appetite for non-financial risks aligned with regulatory expectations. Proficient in risk assessment principles and supervisory expectations ... and adjust as needed; simplify and standardize at every opportunity. + Regulatory engagement experience. **Qualifications:** + 10+ years of direct experience as a… more
- American Express (New York, NY)
- …functions (eg, data request compilation, action implementation, and regulatory adherence) + Aggregate reporting, approvals/exceptions and support ... Management + Facilitate processes to ensure and monitor the integration of regulatory changes & updates into the Operational Risk framework and training materials… more
- ThermoFisher Scientific (Grand Island, NY)
- …execution, supporting and building new products that spans study start to final regulatory delivery. This role is responsible for leading Product Managers and UX ... accountable for domain vision, business-case development, roadmap execution, user outcomes, and regulatory compliance (21 CFR Part 11, ICH-GCP, GDPR, HIPAA). This is… more
- Raymond James Financial, Inc. (New York, NY)
- …(SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office ... of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies. + Fundamental investment concepts, practices and procedures used in… more
- American Express (New York, NY)
- …across Risk & Compliance as well as Internal Audit requests. + Support Regulatory strategy and response coordination, with responsibility for regulatory exam ... and external oversight team engagement, such as risk, compliance, and/or regulatory . + Strategic problem solver with strong business acumen and understanding… more