- IDB (New York, NY)
- … audit scope, recommendations and audit conclusion. Follow-up on open audit and regulatory issues and work with management to ensure appropriate ... welcoming and inclusive. Job Description We are looking to hire an experienced audit professional to perform Operational and Financial audits with a focus on front… more
- Pyramid Consulting, Inc. (New York, NY)
- …Social Responsibility ("CSR"). Assist with coordinating and preparing for Internal Audit reviews, Compliance Testing reviews, and regulatory examinations and ... Immediate need for a talented Regulatory Compliance Officer. This is a 06+months contract...Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick… more
- BNP Paribas (New York, NY)
- …GMA policies related to Client Appropriateness Be the point of contact for various audit related to Conduct framework Management of Regulatory BAU Organize BAU ... This team is part of GMA CCCO and oversees regulatory and conduct risks for Global Markets Americas, with.../ Capital Markets activities either working in Business, Risk, Audit or Operations departments Experience working directly with front… more
- New York Life Insurance Co (New York, NY)
- …revolves around our diversified, multi-dimensional business portfolio that goes beyond life insurance . As a Fortune 100 company and industry leader, we provide an ... directly to the Corporate Controller in advance of the Company's quarterly Regulatory filings. There are currently >3,000 accounts spread across over 100 legal… more
- Starr Insurance Companies (New York, NY)
- Starr Insurance Companies is a leading insurance and investment organization, providing commercial property and casualty insurance , including travel and ... in virtually every part of the world. Cornelius Vander Starr established his first insurance company in Shanghai, China in 1919. Today, we are one of the world's… more
- Utica National Insurance Group (Hartford, NY)
- …our product portfolio through digitization and predictive analytics, while ensuring regulatory compliance and audit readiness. As a cross-functional leader, ... The Company At Utica National Insurance Group, 1,400 employees countrywide take our corporate promise to heart every day: To make people feel secure, appreciated,… more
- Citigroup, Inc. (New York, NY)
- …and artifacts which evidence the completeness and accuracy of work done to complete audit , regulatory , first and second line issues as they go through the ... will demonstrate strong and disciplined analytical skills, developed through a consulting, audit , controls, QA or other similar function. The IQA Lead will be… more
- Essen Medical Associates (Bronx, NY)
- …analyzing the OIG Workplan and other relevant guidance, and develops an annual audit plan with the assistance of compliance team and the Executive Compliance ... performance of compliance monitoring activities with respect to the annual audit plan. Delegates compliance responsibilities to team members, and supervises these… more
- FedEx (Tonawanda, NY)
- …FedEx express and FTN for account/ shipment specific issues. Completes various audit activities, including complex ewsr's, high duty, abi warnings, abi errors, ... any other tasks that fall under the FTN t/b audit functions, FDA audits, abi errors and abi warnings....departmental incoming work and monitor daily workflow to ensure regulatory timeframes are met. Failure to meet these timeframes… more
- Morgan Stanley (Purchase, NY)
- …compilation for closure verification of Issues and related action plans arising from regulatory exam/monitoring, Audit exam, and GFC Testing findings, as well as ... and wealth planning, credit and lending, deposits and cash management, annuities, insurance , retirement, and trust services. As a market leader, the talent and… more
