- AIG (New York, NY)
- …ideal next step in your career if you already have some relevant experience in insurance - or this could be your entry into underwriting if you have transferable ... Make your mark in Underwriting AIG underwriting teams help to find insurance solutions in areas including Financial Lines, Property, Casualty, Specialty Lines,… more
- Citigroup (New York, NY)
- …This role requires a deep understanding of financial institution risk management, regulatory requirements, and the ability to lead and influence across various ... stakeholders. Responsibilities + Regulatory and Policy Monitoring:...third lines of defense, including business units, compliance, internal audit , and other risk management functions. + Work collaboratively… more
- TD Bank (New York, NY)
- … audit or business operations experience in areas involving regulatory compliance.** + **Detail oriented and well-developed organizational, time management and ... license Series 7, 63 &24** + **Life and Health insurance license** + **Experience working with in the banking...trust and investment area; especially with in the OCC regulatory frame work** **Customer Accountabilities:** + Works with Compliance… more
- KeyBank (Albany, NY)
- …for the principal supervision and surveillance of all bank brokerage, advisory and insurance sales activities. This includes, but is not limited to, new account ... opening, investment and insurance suitability review, financial planning oversight, customer complaint research and resolution, periodic reporting, audit … more
- PNC (New York, NY)
- …preferred but not limited to: *Knowledge of the CFTC Swap Dealer Regulatory Framework. *Understanding of NFA Requirements for Swap Dealers. *Extensive experience in ... to detail, independent thinking, and the ability to adapt to changing regulatory landscape. **Job Description** + Plans the execution of compliance programs to… more
- Albany Medical Center (Albany, NY)
- …as needed to ensure comprehensive and timely completion of professional coding processes. Audit CPT and ICD-10 diagnosis coding applied by providers and coding staff ... to assure compliance with federal and state regulations and insurance carrier guidelines. Provide education, instruction and training to providers and coding staff.… more
- PSI Services (Albany, NY)
- …core activities across quality, risk management, Information Security, data protection, and audit readiness to ensure the organization meets ISO, PCI, SOC 2, and ... across business systems and processes. + Ensure alignment with client, regulatory , and internal compliance requirements. + Support the automation and continual… more
- Grant Thornton (New York, NY)
- …business - for financial sponsors and corporate clients + Supporting SEC regulatory filings for carve-outs and facilitating the preparation of carve-out financials + ... problem solver and sought-after adviser to clients and colleagues + Assisting audit teams in evaluating accounting policies related to new, significant, or complex… more
- CIBC (New York, NY)
- …of a interval/tender offer fund, review of fund valuations, capital activity, pricing, audit support, and tax compliance for our private funds. The employee will ... for our Sponsored Funds + Coordinate and review all audit and tax reports + Review annual investor K-1s...needs; including Medical, Dental, Vision, Health Savings Account, Life Insurance , Disability, and Other Insurance Plans, Paid… more
- American Express (New York, NY)
- …Control Self-Assessment (RCSA) framework. This role is instrumental in fulfilling regulatory commitments and promoting a risk-aware culture across the organization. ... enterprise program needs via maintenance of the inventory. + Integrate regulatory requirements and expectations to enterprise product inventory governance and… more
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