- PNC (Charlotte, NC)
- …of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, ... new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements. PNC Employees take pride in our reputation and to continue… more
- US Bank (Charlotte, NC)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... Influences policies and procedures to maximize profit potential and minimize regulatory exposure. Accountable for an effective partnership between the Line of… more
- Huntington National Bank (Charlotte, NC)
- …The senior manager will help ensure sound credit practices, maintain regulatory alignment, and support risk-aware innovation. Key Responsibilities: Credit Risk ... internal committees (Business Unit Credit Committees, Executive Risk Committees) and regulatory reviews + Maintain oversight of policy exceptions, overrides, and… more
- TE Connectivity (Greensboro, NC)
- …standards, procedures, and practices that align with TE's values and regulatory requirements. We're seeking a collaborative and proactive leader to guide ... EHS initiatives and projects. + Ensure EHS programs meet or exceed regulatory requirements and TE standards through training, audits, and continuous improvement. +… more
- Motion Recruitment Partners (Charlotte, NC)
- …planning and execution. + Knowledge of Wells Fargo's internal compliance and audit processes. + Familiarity with ServiceNow, JIRA, and Agile methodologies. + Strong ... Wells Fargo technology compliance requests, including accessibility, data retention, and audit requirements. + Ensure Archer platform aligns with internal governance… more
- WTW (Raleigh, NC)
- …activities of our marketing staff for compliance with legal and regulatory requirements, carrier-specific requirements and adherence to approved scripts by ... and the compliance requirements of the plans you are assigned to audit . .Record/report findings and provide written factual explanations defining your conclusions.… more
- Truist (Charlotte, NC)
- …compliance risk management processes through the performance of compliance reviews; regulatory data requests, quality control reviews and execution of similar ... 2. Prepare reports, aggregate data, and follow procedures to meet regulatory requirements. 3. Analyze and provide guidance on complex compliance actual… more
- Truist (Charlotte, NC)
- …and accuracy of data elements within assigned enterprise data entities. Measure and audit large volumes of varying data for quality and evaluate the business impact ... frameworks. 2. Develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data within assigned enterprise data entities compared… more
- Truist (Charlotte, NC)
- …For assigned function, develop content to prepare for and respond to internal audit requests and/or external regulatory examinations. 5. For assigned function, ... Disaster Recovery (DR) processes in support of policy, standards, procedures, and regulatory requirements. This individual is a thought leader that will research,… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... on key business and/or product decisions + Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues +… more