- American Express (Charlotte, NC)
- …monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance. The ideal candidate will bring deep expertise in data ... open and historical data issues, ensuring accurate documentation, traceability, and audit readiness. + Collaborate with various stakeholders to proactively identify… more
- American Express (Charlotte, NC)
- …organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with ... of business-level compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. +… more
- Truist (Charlotte, NC)
- …within business unit activities. Coordinate exam management as appropriate and regulatory interaction for business unit in partnership with risk advisors and ... governance related activities. + Lead the business and risk advisors in regulatory interactions through routine continuous monitoring activity or formal exams. +… more
- Citigroup (Charlotte, NC)
- …to regulatory feedback, execution of corrective actions, and internal audit exams/reviews + Builds effective controls and automation across the reporting process ... Tableau, KNIME, SQL, etc. preferred + Understanding of CCAR/DFAST regulatory environment preferred + Exceptional communication skills, including well-developed… more
- Truist (Raleigh, NC)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner that promotes client retention and prospect… more
- Lincoln Financial (Charlotte, NC)
- …Risk Management, Asset Liability Management, Investments, Data Analytics, and Internal Audit . ADP participants are expected to pass the Society of Actuaries' ... analyses relating to changes in investment options, hedging strategies, regulatory / accounting requirements, and capital market assumptions. You will communicate… more
- First Horizon Bank (Greensboro, NC)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... efforts (eg credit, mortgage, planning, investment, trust and fiduciary services, and insurance services) in a manner that promotes client retention and prospect… more
- Huntington National Bank (Charlotte, NC)
- …of Huntington's business structure, product offerings, and liquidity risk management regulatory requirements. Job Description In this role, the qualified candidate ... profile, considering changes in business mix, industry trends, financial markets, and regulatory requirements. + Improve our current reporting / analyses and provide… more
- USAA (Charlotte, NC)
- …change, enhance, or streamline existing business projects and initiatives. Identifies regulatory and/or operational gaps within the experience to mitigate key risk ... developing and implementing effective process to monitor, develop and communicate audit testing, control testing and examination requests. + Leads the development,… more
- Comerica (Raleigh, NC)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework to ensure a high quality, compliant ... plans + Series 7 + Series 66 + State Insurance License Preferred: + CFP or CTFA, CFA, CPA,...401(k) and pension, income protection benefits such as life insurance , AD&D, and supplemental health programs to offset unexpected… more