- USAA (Charlotte, NC)
- … or operations experience in a relevant functional area to include banking, insurance , financial services, audit , project management, public accounting or other ... process owners to influence business analysis. + Supports internal/external audits, regulatory reviews and rating agency requests. **What you have:** To qualify,… more
- Huntington National Bank (Charlotte, NC)
- …with senior leaders to ensure effective risk governance, credit oversight, regulatory compliance, and operational resilience. Duties & Responsibilities: + Serve as ... providing expert guidance on risk mitigation, procedure development, and regulatory change impacts. + Ensure sustainable first line risk...degree + Minimum of 7 years of experience in Audit , Compliance, Risk Management or Operational Risk + 7+… more
- US Bank (Charlotte, NC)
- …Interface with key stakeholders throughout validation process, regulators and internal audit to discuss justification and reasoning behind validation and review ... multiple teams and work on multiple assignments concurrently + Experience with regulatory guidance (OCC 2011-12, Basel, ICAAP, FRTB, AMA, CCAR, FRTB and Market… more
- Regions Bank (Charlotte, NC)
- …+ Creates and refines operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Lilly (Concord, NC)
- …data using statistical principles toidentifytrends and process disruptions. + Ensure audit and inspection readiness; support regulatory inspections, submissions, ... assurance scientists and technical staff while ensuring compliance with regulatory requirements and industry best practices. Primary objectives include leading… more
- AbbVie (Raleigh, NC)
- …appropriate reporting and follow-up for all safety events by site personnel. + Ensures audit and regulatory inspection readiness at assigned clinical site at all ... Required Skills: + Advanced knowledge on existing and emerging local regulatory and legal requirements, ICH/GCP Guidelines and applicable policies. + Demonstrate… more
- Truist (Charlotte, NC)
- …within business unit activities. Coordinate exam management as appropriate and regulatory interaction for program in partnership with risk advisors and the ... governance related activities. 3. Lead the business and risk advisors in regulatory interactions through routine continuous monitoring activity or formal exams. 4.… more
- Cardinal Health (Raleigh, NC)
- …maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual requirements, while collaborating closely with key ... and international privacy and security regulations such as HIPAA (Health Insurance Portability and Accountability Act), GDPR (General Data Protection Regulation),… more
- Truist (Winston Salem, NC)
- …ensure business units meet and maintain compliance requirements. Provide CRA regulatory interpretation within the department and to other business unit leadership. ... comparable field 2. Seven years of financial institution experience in compliance, audit or legal 3. Thorough knowledge of consumer compliance laws and regulations,… more
- Ally (Raleigh, NC)
- …and controls, regulatory interactions, and internal oversight from Risk and Audit . The Treasury Director will be expected to develop, lead and manage projects ... analyze the impacts of new regulations; assist workstreams to prepare for regulatory reform * Direct all supervisory activities across the Treasury group, including… more