- Bank of America (Charlotte, NC)
- …against regulatory deadlines and a dynamic environment **Desired Skills:** * Audit experience * Experience interacting with regulatory agencies and /or reg ... the completeness and accuracy associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank...an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required… more
- PNC (NC)
- …supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may be performed from ... have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred for this role and/or public finance… more
- Travelers Insurance Company (Raleigh, NC)
- …ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined by the BI Legal and Compliance organization). ... as Business Resiliency plans, Enterprise Risk Assessments (ERA), and Corporate Audit reviews/inquiries. + Maintain and oversee multiple SharePoint sites. + Perform… more
- Truist (Raleigh, NC)
- …aligns with organizations compliance policies, providing automated efficient tools for regulatory monitoring. 4. Participate in compliance reviews, audit ... reviews, and remediation plan reviews to ensure solution development meets audit and regulatory requirements. 5. Develop FircoSoft Continuity and Trust tailored… more
- Grant Thornton (Charlotte, NC)
- …process and information systems controls assessments and testing to support regulatory , compliance, operation and other strategic engagements. Risk Interns will gain ... you will help our clients assess their internal controls environment via Internal Audit , SOX Readiness / Compliance, and IT compliance or readiness projects. Risk… more
- American Express (Apex, NC)
- …comprising teams dedicated to learning needs assessments, content development and delivery, audit and regulatory response in PST areas, and oversight of ... focus on FCC) * Proven achievement in training management, content development, and audit and regulatory response. * Established understanding of global … more
- Wells Fargo (Charlotte, NC)
- …strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed lending, securitization and syndication. ... you will:** + Serve as a subject matter expert on regulatory requirements impacting Structured Products Group (SPG) including Regulation Asset-Backed Securities… more
- Wells Fargo (Charlotte, NC)
- …rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory bodies on risk related topics ... The BACO for this area will serve as the regulatory subject matter expert in a diverse range of...+ Paid time off + Disability benefits + Life insurance , critical illness insurance , and accident … more
- Truist (Charlotte, NC)
- …Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance Corporation (FDIC) and Federal Reserve Board (FRB) as needed. ... preparation, review, production and distribution of external corporate and bank regulatory financial reports, including reports distributed to or filed with the… more
- Lincoln Financial (Greensboro, NC)
- …a critical role in maintaining the integrity of our financial results, supporting audit and regulatory reviews, and delivering clear, actionable insights to ... robust actuarial reporting processes with strong documentation, governance, and audit readiness. Stakeholder Engagement:** Communicate results and insights to senior… more