- Truist (Charlotte, NC)
- …all financial and material clerical errors are corrected within a 60-day regulatory timeframe. This requires managing multiple teams of 50+ Teammates, onshore and ... of compliance and fulfillment processes. Manager and team must have sufficient regulatory knowledge to identify and rebut findings that are discovered during a… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... compliance with all applicable laws and regulations + Gathers information requested by regulatory agencies + May provide advice and guidance to junior associates on… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... on business and/or product decisions + Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues… more
- Oracle (Raleigh, NC)
- …hardware management practices comply with Oracle's internal security, privacy, and audit requirements, maintaining documentation for regulatory / audit review. ... costs, improving workflow efficiency, and maintaining compliance with security and audit requirements on a global scale. **Responsibilities** _Hardware Delivery &… more
- Wells Fargo (Charlotte, NC)
- …Trade Surveillance. + Ensuring procedures align with internal, legal and regulatory requirements. + Regularly review and update surveillance governance frameworks to ... within our Team Procedures and Operating Model. + Supporting High Priority Regulatory Initiatives. **Data Analysis and Metrics** + Analyzing Trade Surveillance data… more
- Jabil (Asheville, NC)
- …quality inspection and production schedule commitments. + Train and evaluate inspection and audit functions. + Support and coordinate regulatory and internal ... Your leadership will help maintain high standards of product quality and regulatory compliance while fostering a "quality-first" culture. Location: This role is… more
- USAA (Charlotte, NC)
- …of a degree. + 6 years relevant experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical ... policies and procedures. + Maintains and expands knowledge of the competitive/ regulatory landscape and the company's key challenges. + Coordinates and responds… more
- US Bank (Charlotte, NC)
- …from Corporate Audit Services (CAS), Model Risk Management (MRM), and regulatory agencies. It is expected that this analyst will be highly self-motivated and ... team in various meetings and discussions. **Essential Functions:** Possess an awareness of regulatory and US Bank compliance environments as well as an interest to… more
- USAA (Charlotte, NC)
- …with Compliance and Risk Management, as well as Business Operations, IT, Audit Services, and Regulators to support risk and compliance-based initiatives. Responsible ... failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and monitoring of the first line of defense to minimize… more
- Truist (Charlotte, NC)
- …and executive leadership to ensure alignment with the firm's risk appetite and regulatory requirements. Following is a summary of the essential functions for this ... Technology Committee, when applicable for Technology Risk related topics; 9. Regulatory Engagement Oversight - Ensure effectiveness and structure in regulatory… more