- Comerica (Houston, TX)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework to ensure a high quality, compliant ... plans + Series 7 + Series 66 + State Insurance License Preferred: + CFP or CTFA, CFA, CPA,...401(k) and pension, income protection benefits such as life insurance , AD&D, and supplemental health programs to offset unexpected… more
- USAA (Plano, TX)
- …and account reconciliations, financial results for internal and external purposes, audit support, and financial analysis. We offer a flexible work environment ... Accounting Principles (GAAP) and Statutory Accounting Principles (STAT) and regulatory accounting treatment to complex accounting transactions and shares… more
- Charles Schwab (Southlake, TX)
- …leadership reporting activities, development and maintenance of risk-related information, and audit and/or regulatory areas. + Contribute to the creation ... and Application Security. + Familiar with one or more regulatory requirements and laws such as, but not limited...benefits + Tuition reimbursement + Health, dental, and vision insurance What's in it for you: At Schwab, we're… more
- US Bank (Irving, TX)
- …- Thorough knowledge of Data Management / Governance and Risk/Compliance/ Audit competencies - Understanding of the business line's operations, products/services, ... risks/controls - Knowledge of applicable laws, regulations, financial services, and regulatory trends - Experience working in a regulatory environment,… more
- HCA Healthcare (Houston, TX)
- …plans (accident, critical illness, hospital indemnity), auto and home insurance , identity theft protection, legal counseling, long-term care coverage, moving ... assistance, pet insurance and more. + Free counseling services and resources...other technicians to ensure that policies and procedures and regulatory requirements are uniformly and consistently followed. + Responsible… more
- PNC (Houston, TX)
- …Legal, Compliance, and Risk to gather and align on requirements to ensure regulatory adherence. * Serve as the product subject matter expert for the consumer ... strategic goals. Develops product-specific marketing initiatives. Supports risk management, compliance and audit needs as part of the first line of defense. + Drives… more
- PNC (Houston, TX)
- …while working with business and other risk partners (eg. Compliance, ERM, Legal, Audit , ETS). Manages and is responsible for achieving desired business results. + ... Standards and Procedures, Effectiveness Measurement, Internal Controls, Quality Management, Regulatory Environment - Financial Services **Work Experience** Roles at… more
- PNC (Dallas, TX)
- …design and development of the risk management program to meet business and regulatory expectations. + Executes the risk management program within or across the lines ... working with the businesses and other risk partners (eg, Compliance, Credit, Legal, Audit ). + Participates in risk initiatives, business as usual activities, ad hoc… more
- HCA Healthcare (Mckinney, TX)
- …plans (accident, critical illness, hospital indemnity), auto and home insurance , identity theft protection, legal counseling, long-term care coverage, moving ... assistance, pet insurance and more. + Free counseling services and resources...logs + Complies with facility policy and procedures and regulatory requirements + Responsible for maintaining medication storage and… more
- PNC (Dallas, TX)
- …such as required attestations, continuity testing, impact analysis, responding to audit / regulatory inquiries and complying with technology standards. Skills: ... Account feature), dental and vision options; employee and spouse/child life insurance ; short and long-term disability protection; 401(k) with PNC match, pension… more