- Wells Fargo (Beverly Hills, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in… more
- Wells Fargo (Alamo, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (San Francisco, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... understanding of the asset class, investment offerings, policies, procedures and compliance requirements + Collaborate and consult with peers, colleagues and… more
- Atria Wealth Solutions (Dublin, CA)
- …that the operations of Patelco Financial Solutions comply with all applicable compliance and regulatory standards. + Provide on-going financial planning, sales, ... + Oversee the completion of all required Credit Union compliance training and those mandated by the broker-dealer. +...Ensure that the program adheres to all broker-dealer and regulatory requirements. + Ensure that the goals and operations… more
- Wells Fargo (San Francisco, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... efforts + Work with teams on a variety of tasks, including compliance and risk management responsibilities + Provide information to colleagues and managers… more
- Gilead Sciences, Inc. (CA)
- …and Functional Service Providers (FSPs) to ensure Trial Master File (TMF) compliance with industry standards and regulations. This role supports inspection readiness ... trial teams + Supervise clinical teams and external vendors to maintain document compliance with ICH-GCP and SOPs + Partner with Quality Assurance/ Compliance … more
- Stantec (Petaluma, CA)
- …and water-related nature-based solutions in California's complex political, regulatory , and ecological environment. Candidates must have California water ... infrastructure-related environmental assessment, permitting, or compliance experience. They should also have strong federal, state, and local water agency client… more
- DoorDash (San Francisco, CA)
- …and cannot be done remotely. You're excited about this opportunity because + Regulatory Compliance & Certification: + Develop, implement, and oversee drone ... Operations, you will oversee all aspects of drone flight operations, ensuring full compliance with FAA Part 135 regulations and company safety protocols. You will… more
- AbbVie (San Francisco, CA)
- …scientific content of protocols, Investigator Brochures, Clinical Study Reports and regulatory submissions and responses. + Has overall responsibility for oversight ... activities with internal stakeholders (ie, commercial, clinical operations, discovery, statistics, regulatory , etc ) as they relate to on-going medical affairs… more
- Gilead Sciences, Inc. (Foster City, CA)
- …Development, Device Development and Clinical Package Engineering, Quality Assurance, Regulatory , Outsourced Manufacturing and Project Management partners to develop ... and supports the resolution of CAPAs . Partner with Regulatory to ensure labels meet global regulatory .... Responsible for maintaining GDP, GMP, and global trade compliance . Implement and carry-out vision and direction .… more