- Travelers Insurance Company (Tallahassee, FL)
- …development of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined ... **Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality and monitoring programs to promote… more
- RailPros Field Services (Jacksonville, FL)
- …Training Quality and Compliance ensures the accuracy, integrity, and regulatory compliance of training records, instructor qualifications, and training ... carrier-specific rules. + Demonstrated experience conducting field and/or internal audits for regulatory compliance and safety performance. + Proven ability to… more
- Citigroup (Tampa, FL)
- … Product Senior Analyst, Compliance Risk Management Senior Analyst, Regulatory Compliance Quality Assurance, Senior Analyst, or related position involving ... coordinating, monitoring, and developing regulatory compliance procedures to mitigate risks for...dental & vision coverage; 401(k); life, accident, and disability insurance ; and wellness programs. Citi also offers paid time… more
- American Express (Sunrise, FL)
- … compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate ... impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across… more
- Navy Federal Credit Union (Pensacola, FL)
- …field transactions and staff activities comply with state, federal, legal and regulatory agency requirements. Oversee securities and insurance activities by ... well as activities through NFIS online offerings. Provide effective compliance guidance for insurance activities through Navy...legislation to ensure compliance + Ensure full compliance of all applicable regulatory organizations and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC).. + Investment ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- American Express (Sunrise, FL)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + ... + Reviewing and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Planning and scheduling work to meet regulatory , organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring ... **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. *… more
- NASCO (Tallahassee, FL)
- …and ACA Exchanges business + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance Official; supports compliance ... compliance stakeholders including product teams and HR to deliver clear regulatory guidance, effective compliance training and awareness campaigns. Creates… more
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