- TD Bank (New York, NY)
- …Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk ... Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk… more
- Kelly Services (Rochester, NY)
- **Environmental Health Safety Regulatory Compliance Specialist** **Job Summary:** We are seeking a highly motivated and experienced Environmental Health Safety ... (EHS) Regulatory Compliance Specialist to join our team....medical, dental, vision, telemedicine, term life, whole life, accident insurance , critical illness, a legal plan, and short-term disability.… more
- Citigroup (New York, NY)
- …cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + ... Serves as a function/business/product compliance risk officer as a **Senior Vice President...and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.… more
- American Express (New York, NY)
- …years of experience in first or second line consumer and/or enterprise regulatory compliance , internal/external audit, regulatory examinations / remediation ... payments or financial services industries. + Knowledge of US Consumer and/or Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of … more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... multiple stakeholders, and manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates...**FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize… more
- Bloomberg (New York, NY)
- …requirements as well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and ... the product and business + Draft, update and review compliance policies in line with regulatory requirements...short and long term disability benefits, 401(k) +match, life insurance , and various wellness programs, among others. The Company… more
- American Express (New York, NY)
- …digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... challenge and guidance to US Consumer Deposits business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and features.… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... experience in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations,… more
- American Express (New York, NY)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- American Express (New York, NY)
- …conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree ... practices as appropriate. + Oversee the development and review of Bank compliance -related policies and procedures, ensuring they meet regulatory expectations and… more