- Neuberger Berman (New York, NY)
- …to provide advice, support and research on a broad variety of legal, regulatory and general corporate matters for their institutional asset management business. The ... equity fundraising and investing. The position will report to the General Counsel covering the business. This is an exceptional opportunity for a well-rounded… more
- Athene (New York, NY)
- …environment at our various locations. Purpose: The Vice President Tax and Senior Counsel will be responsible for the Company's analysis and proactive response to tax ... modeling, active engagement with industry groups, and assisting with implementation of compliance for new tax requirements. This leader will partner closely with the… more
- Pixalate, Inc. (New York, NY)
- Corporate Counsel Employment Type: Full-Time Minimum Experience: 5-7 years of experience in a similar role Location: Hybrid in New York City Metropolitan Area About ... in a cost-effective and legally-compliant manner. Experience analysing legislative and regulatory obligations for applicability, under US and international laws and… more
- American Express (New York, NY)
- …make an impact in this role?** As a member of the General Counsel 's Organization, you will lead negotiations and provide ongoing legal support for mission‑critical ... internal lawyers, as well as technology, product, procurement, risk, and compliance teams, to structure clear, resilient agreements and support day‑to‑day supplier… more
- AIG (New York, NY)
- …Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and ... the countrywide filing of forms and rates, responses to inquiries on insurance regulatory issues and resolution of regulatory and consumer complaints.… more
- Highmark Health (Albany, NY)
- …**SKILLS** + Broad-based business knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to...**FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize… more
- CVS Health (Albany, NY)
- …accomplish complex goals. **Required Qualifications** + 5+ years' experience in a regulatory compliance position in healthcare. + Demonstrated working knowledge ... consulting with business leaders, engaging with key stakeholders on compliance related issues to meet regulatory and...of federal laws concerning healthcare and health insurance law, including federal healthcare reform, HIPAA, ERISA, No… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... experience in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations,… more