- Charles Schwab (Westlake, TX)
- …reviewing, and interpreting legal documents for validity, content, accuracy, and compliance with applicable regulatory requirements and firm guidelines. Seeking ... experience. + Basic familiarity with ETF and mutual fund regulatory filings and ability to research filings on the...Ability to work independently under general direction of legal counsel , and to engage directly with business counterparts on… more
- Regions Bank (Houston, TX)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... loan, resolving documentation exceptions post-closing, and interacting with borrowers, outside counsel , bank associates, and a variety of third parties. **Primary… more
- Insight Global (Dallas, TX)
- …for assisting with corporate governance, international legal entities, franchise operations, insurance matters, and compliance across various jurisdictions. Key ... shareholder communications, and legal documentation for meetings and transactions. -Facilitate compliance with regulatory and legal requirements by tracking… more
- US Bank (Dallas, TX)
- …and propose appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements. * Independently manage ... are properly analyzed and documented and that the credit function is in compliance with Bank and regulatory policies. Basic Qualifications - Bachelor's or… more
- PNC (Dallas, TX)
- …the asset, market and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets loan documents and ... reports and escalate issues accordingly, and manage credit risk and compliance documentation. Identifies process improvement opportunities and may create and update… more
- HCA Healthcare (Austin, TX)
- …or facility coverage as needed. + You will serve as liaison with legal counsel , governmental bodies, and regulatory agencies. + You will practice and adhere ... plans (accident, critical illness, hospital indemnity), auto and home insurance , identity theft protection, legal counseling, long-term care coverage, moving… more
- Huntington National Bank (Farmers Branch, TX)
- …Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective ... and successful presentation of credit approval memorandums and recommendations in compliance with CMFG and bank requirements, acceptable to CMFG leadership and… more
- Citigroup (Irving, TX)
- …the CCB's credit process is conducted in accordance with all internal and regulatory frameworks, and is responsive to relevant inquiries. The CLM Vice President ... that effectively balances risk and business objectives + Ensure appropriate regulatory classification and minimizing net credit losses for covered portfolio, as… more
- USAA (Plano, TX)
- …development and implementation. Reviews and actions on complex accounting and regulatory standards with the ability to effectively communicate and provide expert ... counsel and recommendations to senior management regarding accounting, financial...measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's… more
- Zurich NA (Addison, TX)
- …and service excellence. + Partner closely with internal and external counsel , underwriters, and risk professionals. + Provide clear, timely communication to ... throughout the claim process. + Ensure claims are handled in accordance with regulatory standards and company protocols. You'll be empowered to own your claims… more