- American Express (New York, NY)
- …supports the development, governance, and operationalization of the enterprise Regulatory Change & Inventory Management (RCIM) framework. Operating within the ... accountability and decision-making frameworks that align with organizational objectives and regulatory requirements. + Support both the rollout and sustainability of… more
- TD Bank (New York, NY)
- …a focus on securities investment management and fiduciary activities, state insurance regulatory requirements and securities regulatory requirements ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...**FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize… more
- WTW (New York, NY)
- …who provide centralized support to US and Canadian associates on legal, regulatory and policy issues affecting our clients' employee benefit plans and compensation ... support business initiatives; respond to inquiries on legal and regulatory issues; prepare written material on legal and ...welfare plan issues + Analyzing legislation, regulations and case law with respect to health and welfare plans You… more
- Momentive Performance Materials Inc. (Waterford, NY)
- …and future projects. Responsibilities Include: + Identify, lead and implement all regulatory requirements and best management practices as required by the site SPDES ... support and DMR preparation and submittal. + Manage, monitor and oversee other regulatory programs as assigned including ISO 14001, PBS, CBS, FIFRA, and SPCC. +… more
- BMO Financial Group (New York, NY)
- …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
- BMO Financial Group (New York, NY)
- …governance framework and practices leveraged across BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and serves as a ... regulatory liaison on models and model risk related matters....as other perks and rewards. BMO also offers health insurance , tuition reimbursement, accident and life insurance ,… more
- Citigroup (Getzville, NY)
- …comprehensive understanding of the processes and controls across financial reporting and Regulatory reporting covering the Markets business and the US Broker dealer ... provide assurance over the business, legal entity financial statements and regulatory reporting. The job involves both internal and external stakeholder engagement… more
- American Express (New York, NY)
- …This role is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial Reporting Quality Assurance ... Organization (FRQA), in support of the Regulatory Reporting Automation program. Global Capabilities Product Owner team is responsible for delivering regulatory … more
- Citigroup (New York, NY)
- …ensuring risks are identified, controls are effective and governance aligns with regulatory , ethical and strategic objectives. This role will lead and develop a ... a wider ranging, yet detailed knowledge of AI Risks including governance, legal, regulatory , cyber, technology, model risk and third party systems as well as a… more