- Heritage Financial Credit Union (Middletown, NY)
- …applicable regulations and good communication skills. + Strong understanding of internal control frameworks (eg, COSO), auditing standards, and risk management ... such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies on … more
- Citigroup (New York, NY)
- …of industry and regulatory trends to help shape innovative product design, ensure risk and control , and provide critical thought leadership to clients. Key ... of them of changes that will impact them. + ** Risk and control oversight** - Maintain vigilance...dental & vision coverage; 401(k); life, accident, and disability insurance ; and wellness programs. Citi also offers paid time… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- PNC (New York, NY)
- …Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk Assessments, Risk Management **Competencies** Accuracy ... to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or operational… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...license Series 7, 63 &24** + **Life and Health insurance license** + **Experience working with in the banking… more
- Citigroup (New York, NY)
- …and drive **adoption** of user-friendly, accurate, and relevant tools for stakeholders + ** Risk and Control Enhancement** : + Lead and collaborate with the ... FP&A Risk & Control Lead and Finance CAO...dental & vision coverage; 401(k); life, accident, and disability insurance ; and wellness programs. Citi also offers paid time… more
- Citigroup (New York, NY)
- …and assisting in creation and modification of Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk Taxonomy for the ... Operations to implement relevant Data Governance policies and/or Data Risk and Control framework for the Depository...dental & vision coverage; 401(k); life, accident, and disability insurance ; and wellness programs. Citi also offers paid time… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- American Express (New York, NY)
- …+ Develop risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in ... role is part of the Data Issue Management & Risk Monitoring function within the Finance Data Governance organization...+ Coordinate with various compliance teams to align on control requirements and ensure full transparency on material data… more
- American Express (New York, NY)
- …stakeholders. * Establish and maintain comprehensive documentation, metrics, controls and Risk and Control Self-Assessments around all TPS-owned processes * ... Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk… more