- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... responsive solutions + Professional experience in a governance related field (eg Compliance, Risk Management , AML, Legal, Audit) _The above details are specific… more
- Citigroup (Getzville, NY)
- …efficiency and reducing risk . + Help assist in the execution of Enterprise Risk Management Framework and adherence with Risk Management and ... per required + Policies, Standards and Procedures to strengthen risk management quality. + Help management...dental & vision coverage; 401(k); life, accident, and disability insurance ; and wellness programs. Citi also offers paid time… more
- American Express (New York, NY)
- …you will provide independent and objective assurance on the effectiveness of risk management , internal controls, and governance processes, while also building ... Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk assessment,… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... management systems** + **Knowledge and experience with risk management environment, standards, and regulations** +...**FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize… more
- Access: Supports For Living (Middletown, NY)
- …including reviews, investigations, audits, surveys, process improvement activities, training and risk management for the Access Network, inclusive of Access: ... regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring...521 Compliance Regulations + Knowledge of HIPAA (the Health Insurance Portability and Accountability Act of 1996) + Knowledge… more
- Citigroup (Getzville, NY)
- …with a focus on governance, control effectiveness, regulatory engagement, risk communications, and financial performance including resource management . ... Resource and Business Management team within the Risk CAO has strategic and operational responsibilities to support...dental & vision coverage; 401(k); life, accident, and disability insurance ; and wellness programs. Citi also offers paid time… more
- Mizuho Corporate Bank (New York, NY)
- …preferred. + Minimum of 13 years of relevant experience in risk management within the financial services, insurance , or investment management sectors, ... aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish and maintain governance structures,… more
- AON (New York, NY)
- …broker or underwriter with a solid understanding of and relationships with insurance company management and underwriting teams/personnel. + Strong written and ... day will look like + Thorough analysis of current risk transfer programs to include coverage and cost analysis...underwriter with a solid understanding of and relationships with insurance company management and underwriting teams/personnel. +… more
- Wells Fargo (New York, NY)
- …growth. The role will also entail frequent interaction and collaboration with Legal, Risk Management , Quants and other essential support partners, demanding a ... This includes but is not limited to hedge funds, insurance cos, money managers, pension plans, endowments, WIM, etc....equity trading environment. This person should be experienced in risk management , market making and customer execution… more
- Wells Fargo (New York, NY)
- …grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management , and loss prevention + Ability to follow policies, ... FINRA equivalents) to qualify for immediate registration + State Insurance license(s) + 3+ years of experience in a...most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for… more