- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Wells Fargo (New York, NY)
- …managers and supporting traded products in CIB Markets that generate counterparty credit risk . **In this role, you will:** + Focus on counterparty credit for hedge ... trades and/or margin levels, monitoring margin calls, and escalating concerns to senior risk managers and business leaders. + Serve as primary credit coverage for a… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...banking, custom credit, asset management, securities, investment advisory and insurance ) through multiple legal entities (TD Bank NA, TD… more
- Wells Fargo (New York, NY)
- …Fargo. It all begins with outstanding talent. It all begins with you. **Corporate Risk ** helps all Wells Fargo businesses identify and manage risk . The team ... market, model, operational, regulatory compliance, reputation, strategic, and technology risk . The group provides leadership, enhances communications, assists with… more
- Wells Fargo (New York, NY)
- …team in developing and implementing quantitative models and tools for equity risk management, trading, and pricing with focus on areas like forecasting, ... optimization, and risk mitigation. Provide direction and oversight to the Equities...Sales and Trading partners as a front office quant manager + Master's or higher degree or equivalent in… more
- Wells Fargo (New York, NY)
- …financial models, analyze market data, and prepare client presentations related to low-to-medium risk tasks and deliverables + Receive direction from a manager ... and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate and consult with… more
- Wells Fargo (New York, NY)
- …business efforts that drive client outcomes. + Receive direction from a manager and exercise independent judgment while developing knowledgeof compliance and risk ... on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those...+ Paid time off + Disability benefits + Life insurance , critical illness insurance , and accident … more
- Synchrony (New York, NY)
- …which are used by various businesses and functions within Synchrony to support credit risk , interest rate risk , liquidity risk , deal pricing, valuations, ... trends based on large datasets and identify key model risk , limitations and issues for in-house developed models as...the requirements of Section 19 of the Federal Deposit Insurance Act. + New hires (Level 4-7) must have… more
- PNC (New York, NY)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Responsibilities Demonstrated knowledge of Fraud related risks and a ... to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or operational… more
- KeyBank (Amherst, NY)
- …Independently manage all pre-closing, pre-boarding review of documents and risk management. Responsible for providing superior client service and expertise ... and analyzes standard and custom monitoring requirements including title/tax update, insurance , , holdbacks, and lease-up requirements + Initiates financial and… more