- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...**FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize… more
- Wells Fargo (Charlotte, NC)
- …the course of the summer. You will also have the support of a program manager and functional cohort to support you through your intern experience. + **Benefit from a ... + Paid time off + Disability benefits + Life insurance , critical illness insurance , and accident ...on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …the course of the summer. You will also have the support of a program manager and functional cohort to support you through your intern experience. + **Benefit from a ... + Paid time off + Disability benefits + Life insurance , critical illness insurance , and accident ...on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those… more
- University of North Carolina- Chapel Hill (Chapel Hill, NC)
- …Scientist to direct, perform and attract funding for research in its Institute for Risk Management and Insurance Innovation ( IRMII ). This research involves a ... to be used in developing computational models that characterize and manage financial risk across a wide range of contexts, from flooding to pandemics to… more
- American Express (Charlotte, NC)
- …Attention will be focused on new product development, marketing strategies, risk management initiatives, process control, issue management, marketing collateral and ... federal, state and local regulations. + Advising leaders on areas of emerging risk and approaches to improve necessary controls and practices as appropriate. +… more
- PNC (Charlotte, NC)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Additional locations may be considered. PNC will not provide ... + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates through proper governance channels as needed,… more
- PNC (Charlotte, NC)
- …the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and ... Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics...feature), dental and vision options; employee and spouse/child life insurance ; short and long-term disability protection; 401(k) with PNC… more
- PNC (Raleigh, NC)
- …the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and ... Audit department into the future. . We execute a Risk Based Audit Approach . We value Data Analytics...feature), dental and vision options; employee and spouse/child life insurance ; short and long-term disability protection; 401(k) with PNC… more
- Guardian Life (Raleigh, NC)
- …Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in ... certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for...The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the… more
- Motion Recruitment Partners (Charlotte, NC)
- …AML, KYC, and BSA + 5 years of experience as a Product Owner/Project Manager /Business Analyst for an Agile Scrum team + Excellent verbal, written, and interpersonal ... occupation to understand their intended transactions or activities. + Risk assessment: Conduct a thorough risk assessment...procedure. **You will receive the following benefits:** + Medical Insurance - Four medical plans to choose from for… more