- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... provider. AFC serves to ensure that DWS acts with integrity and discipline with regards to the legal and...activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as… more
- Marex (New York, NY)
- …For more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- United Nations (New York, NY)
- …Joint Staff Pension Fund (UNJSPF). The incumbent will report to the Senior Investment Officer (SIO) of the Asia Pacific Team, who reports directly to the Director of ... basis. *Ensures that all of the investments are in compliance with OIM's investment and policy guidelines. *Conducts portfolio...and related matters to governing bodies. *Serves as the Officer In Charge when required in the absence of… more
- Brooklyn Bridge Park Corporation (Brooklyn, NY)
- Job Title : Chief Program Officer (Inaugural role) Classification : Full-time, exempt Pay Rate : $200,000 - $220,000 Reports to : President Brooklyn Bridge Park ... experienced, visionary and strategic leader to serve as its first-ever Chief Program Officer . This inaugural role marks a pivotal investment in the Park's future as… more
- Heritage Financial Credit Union (Middletown, NY)
- …all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance . Knowledge of Commercial/Business Lending, Consumer Lending, ... our Heritage Financial Credit Union as an AVP-Commercial Lending Officer As an AVP - Commercial Lending Officer...the heart of everything we do. We believe in: Integrity : We are honest and trustworthy in all of… more
- NYC Health Hospitals (New York, NY)
- …takes a person-centered approach that exemplifies the ICARE values ( Integrity , Compassion, Accountability, Respect, and Excellence) through empathic communication ... Serves as liaison between Department of Medical Affairs/Chief Medical Officer and Medical Staff, oversees on-call coverage schedule. Participates in… more
- J Harlan Group, LLC (New York, NY)
- …and financial reporting. This individual will report directly to the Chief Financial Officer (CFO) and will ensure the integrity of their financial practices, ... of financial statements, management reports, and other financial disclosures in compliance with regulatory standards and internal policies. Operational Efficiency :… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office...Through due diligence, and with a strong sense of integrity , we help mitigate potential risks to the surveillance… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
- Mastercard (Harrison, NY)
- …and governments realize their greatest potential._ **Title and Summary** Chief Compliance Officer , Mastercard Transaction Services MTS Overview: Mastercard ... compliance matters. By having a dedicated SVP, Global Compliance Officer , MTS the company demonstrates its...security policies and practices; + Ensure the confidentiality and integrity of the information being accessed; + Report any… more
