- Capital One (New York, NY)
- …executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam, and self-identified issues and events for compliance ... line of business monitoring of those controls **Responsibilities:** + Identify potential internal and external risks relating to the lines of business initiatives… more
- Citigroup (Getzville, NY)
- …Team supports broad Cross Operational Issue Management resolution stemming from both Internal Citi self-identified, Internal Audit and Regulatory driven ... our central risk management platform. + Support Markets Operations teams with Audit reviews and questions relating to risk metrics management, governance and… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
- M&T Bank (New York, NY)
- …to address issues identified internally and by Enterprise Risk Management, Compliance, Internal Audit or external regulators. Validate the quality of the ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- Bloomberg (New York, NY)
- …controls, and make recommendations for improvement * Collaborate with business, risk and internal audit teams to ensure internal controls are effectively ... management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter expertise and knowledge of relevant risk… more
- Cardinal Health (Albany, NY)
- …Collaborate effectively with cross-functional teams, including IT, Information Security, legal, Internal Audit , and business units, to address security and ... requirements, and proactively recommend and implement measures to mitigate risks. + ** Audit Support:** Participate in internal and external security audits and… more
- M&T Bank (Buffalo, NY)
- …of Responsibilities:** + Engages in regular interaction with middle management within Internal Audit , Compliance, Risk Management, and Technology. + Determines ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- Ducommun (Coxsackie, NY)
- …and specifications related to area of expertise. + Conducts audits in accordance with internal audit programs, host customer and industry audits such as NADCAP ... and AS9100. Prepares reports and submit resolutions to audit findings. + Develops the internal specification...resolutions to audit findings. + Develops the internal specification system aligned with external requirements that would… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides leadership, guidance and ultimate...and audit findings and work with business product owners to… more
- Mizuho Corporate Bank (New York, NY)
- …as a subject matter expert, and address feedback from examiners (eg, SEC, FRB), and Internal Audit . + Stay current with advancements in credit risk modeling (eg, ... CECL, and Basel III/IV-compliant risk rating frameworks, as well as Advanced Internal Rating models for industry sectors and specific portfolios. + Oversee ongoing… more