- Mizuho Corporate Bank (New York, NY)
- …as a subject matter expert, and address feedback from examiners (eg, SEC, FRB), and Internal Audit . + Stay current with advancements in credit risk modeling (eg, ... CECL, and Basel III/IV-compliant risk rating frameworks, as well as Advanced Internal Rating models for industry sectors and specific portfolios. + Oversee ongoing… more
- SMBC (New York, NY)
- …for senior management and governance committees - Coordinate with Operational Risk and Internal Audit to ensure alignment with firm wide issue management ... Remediation Support: - Support the end-to-end issue management lifecycle for regulatory, audit , and internal Management Self-Identified issues - Track open… more
- Warner Bros. Discovery (New York, NY)
- …Senior Director of eDiscovery and Digital Forensics, supporting WBD legal, ethics, internal audit , employment, privacy, and information security teams. The role ... tools made available to the team and shared with internal teams assisting with on-site or remote collection of...of produced data. 4. Compliance & Risk Mitigation - Audit processes to meet legal and regulatory standards, addressing… more
- Monro Muffler/Brake (Rochester, NY)
- …Loss Prevention with Investigations. + On occasion, collaborate with the Director, Internal Audit and operational functions to develop remediation activities. + ... to the Director of Operations Support, this individual will evaluate, inspect, audit , and determine the effectiveness of compliance and store operational tasks. This… more
- KeyBank (Buffalo, NY)
- …risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or ... lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required...management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's degree or equivalent work… more
- TD Bank (New York, NY)
- …I will work cross-functionally with teams outside of risk and collaborate with internal audit and external regulators to ensure that documentation for all ... Effectively works cross-functionally with teams outside of risk + Works with Internal Audit / External Regulators, to ensure that documentation for all work… more
- City National Bank (New York, NY)
- …Operational Risk, Business Continuity, IT Risk, Vendor Risk, Corp. Security, Compliance, Internal Audit , etc. Responsible for the ongoing development and ... management and second line risk management functions. * Respond to Internal Audit and Regulators as necessary to help support Commercial Banking activities.… more
- Daybreak Independent Services (Bronx, NY)
- …sheets, and corrective action plans. + Coordinate annual compliance work plans and internal audit schedules. Risk Management + Review and monitor incident ... and other regulatory surveys. + Oversee the preparation and response to internal and external audits, including corrective action plans. + Maintain up-to-date… more
- KeyBank (Amherst, NY)
- …senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, + ... management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a...compliance, risk management, and/or internal or external audit experience with a strong focus on risks and… more
- The Estee Lauder Companies (Melville, NY)
- …on prepaid and cloud implementation * Coordinate with VP/ED Tech Finance and with Internal Audit to address control gaps, remediation plans, and policy updates * ... **Description** Overview: + Oversee financial operations, governance, and internal controls within a transforming Technology dept + The role will be a key business… more