- SMBC (New York, NY)
- …Dodd Frank, Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper standards. ... of benefits to its employees. **Role Description** SMBC is seeking an experienced audit director with a minimum of 10-15 years' experience in the relevant financial… more
- ManpowerGroup (New York, NY)
- …practices to ensure the company's adherence to evolving standards. + Collaborate with internal teams to implement audit recommendations and monitor progress. + ... client, a prestigious financial services firm, is seeking an Internal Auditor to join their team. As a Swap...Swap Dealer Auditor, you will be part of the audit team supporting the swap dealing activities. The ideal… more
- Santander US (New York, NY)
- …covering multiple transactions simultaneously. + Partnering with 1LOD, other 2nd Line Risk teams, Internal Audit and Credit Risk Review to ensure we are meeting ... experience. - Required. 5+ years experience in Risk Management, Credit Risk, or Internal Audit with a minimum of 3 years within a Leveraged Finance Risk role.… more
- Fannie Mae (New York, NY)
- …proactive management of operational risk, collaboration with Enterprise Risk Management (ERM) and Internal Audit , and business level reporting of both status and ... of operational risk, collaboration with Enterprise Risk Management (ERM) and Internal Audit , the ability to strategize on best practices in risk management… more
- Antech Diagnostics (New York, NY)
- …regarding implementation of cybersecurity governance frameworks. + Collaborate with Mars Internal Audit , Assurance & Compliance and other Cybersecurity teams ... risk dashboards and metrics to leadership. + Experience preparing and presenting audit evidence to internal /external auditors. + Deep understanding of how… more
- ManpowerGroup (New York, NY)
- …practices to ensure the company's adherence to evolving standards. + Collaborate with internal teams to implement audit recommendations and monitor progress. + ... prestigious financial services firm, is seeking a Financial Services Internal Auditor to join their team. As a Financial...Auditor to join their team. As a Financial Services Internal Auditor, you will be part of the auditing… more
- M&T Bank (Buffalo, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- Citigroup (Getzville, NY)
- …controls. + Interact with Markets 1LOD teams, Operational Risk Management, Compliance, Internal Audit and other functions to provide deliverables and business ... of contacts within the business, Markets Controls, Operational Risk Management, Compliance, Internal Audit and other + functions. + Build effective… more
- American Express (New York, NY)
- …to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related to CRA. ... a related field. + 10 years of experience in Compliance, Risk Management, Internal Audit , or a related field within financial services. + Strong understanding of… more
- TD Bank (New York, NY)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... identify risk / provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more