- KeyBank (Buffalo, NY)
- …risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or ... lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required...management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's degree or equivalent work… more
- TD Bank (New York, NY)
- …I will work cross-functionally with teams outside of risk and collaborate with internal audit and external regulators to ensure that documentation for all ... Effectively works cross-functionally with teams outside of risk + Works with Internal Audit / External Regulators, to ensure that documentation for all work… more
- City National Bank (New York, NY)
- …Operational Risk, Business Continuity, IT Risk, Vendor Risk, Corp. Security, Compliance, Internal Audit , etc. Responsible for the ongoing development and ... management and second line risk management functions. * Respond to Internal Audit and Regulators as necessary to help support Commercial Banking activities.… more
- Daybreak Independent Services (Bronx, NY)
- …sheets, and corrective action plans. + Coordinate annual compliance work plans and internal audit schedules. Risk Management + Review and monitor incident ... and other regulatory surveys. + Oversee the preparation and response to internal and external audits, including corrective action plans. + Maintain up-to-date… more
- KeyBank (Amherst, NY)
- …senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, + ... management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a...compliance, risk management, and/or internal or external audit experience with a strong focus on risks and… more
- The Estee Lauder Companies (Melville, NY)
- …on prepaid and cloud implementation * Coordinate with VP/ED Tech Finance and with Internal Audit to address control gaps, remediation plans, and policy updates * ... **Description** Overview: + Oversee financial operations, governance, and internal controls within a transforming Technology dept + The role will be a key business… more
- Chobani (New York, NY)
- …periodic updates to management* Acts as liaison between technology team and internal /external audit partners* Leads ongoing technology risk assessment programs ... responsible for implementing, maintaining, and improving policies, procedures, and internal controls to assure compliance with applicable regulatory and legal… more
- ManpowerGroup (New York, NY)
- …in Asset Management, with a focus on Regulatory Compliance, Risk Management, or Internal Audit . + Deep understanding of the asset management lifecycle and ... and implement compliance monitoring and testing plans to ensure adherence to internal policies and external regulations. + Collaborate with Corporate Compliance and… more
- Robert Half (New York, NY)
- …in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in ... e xperience with or understanding of: + Collaborating with stakeholders and internal teams to assess current payroll operations and regulatory requirements ,… more
- American Express (New York, NY)
- …the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related ... make decisions more effectively. + Promote the usage of industry and internal best practices and incorporating regulatory feedback to drive continuous improvement. +… more