- American Express (New York, NY)
- …management processes. + Providing support for regulatory, independent risk management, and internal audit exams and continuous monitoring over the program. + ... financial services industry in operational risk management, data risk management, internal audit or a related field. + Experience executing risk assessments… more
- Cardinal Health (Albany, NY)
- …account for transactions, including but not limited to Accounting, Finance, Internal Audit , Legal, Sales/Account Management, Revenue Management, Contracting, ... GPO Admin Fees and Customer Rebates coming from both internal and external stakeholders + Investigate issues by conducting...in related field, including but not limited to Finance, Audit , or Accounting (preferred) + Strong MS Excel and… more
- AON (New York, NY)
- …to partner with other leaders across functions (HR, Operations, Legal, Controllership, Internal Audit ), solution lines and geographies. + Analyze and develop ... to partner with other leaders across functions (HR, Operations, Legal, Controllership, Internal Audit ), solution lines and geographies. + Analyze and develop… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... processes or functional programs + Contact for business management, external/ internal auditors, dealing with non-routine information + Recommends and implements… more
- New York State Civil Service (Albany, NY)
- …Financial Services;* Evaluates the adequacy of policies, procedures and controls, internal audit function, corporate governance and compliance management ... relevant business model; * Financial analysis Accounting; * Governance / internal controls; * Internal Audit ;* Cybersecurity laws and regulations; and* The… more
- Citigroup (Getzville, NY)
- …Recommends Corrective Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with ... Data modeling and workflow mapping. + 2+ years experience working with internal /external audit /regulatory groups is preferred. + Advanced project management,… more
- Bloomberg (New York, NY)
- …wide controls, and make recommendations for improvement * Collaborate with risk and internal audit teams to ensure internal controls are effectively ... management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter expertise and knowledge of relevant risk… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides leadership, guidance and ultimate...and audit findings and work with business product owners to… more
- Santander US (New York, NY)
- …or equivalent work experience. - Required. 9+ years in Risk Management, Credit Risk or Internal Audit with a minimum of 5 years within a Leveraged Finance Risk ... products, etc. + Demonstrated track record interacting with the regulators, external and internal audit . Excellent written and verbal communication. + Ability to… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance...role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead… more