- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
- M&T Bank (Buffalo, NY)
- …of Responsibilities:** + Engages in regular interaction with middle management within Internal Audit , Compliance, Risk Management, and Technology. + Determines ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- M&T Bank (Buffalo, NY)
- …Engages in regular interaction with middle management and associated staff within Internal Audit , Compliance, Risk Management, and Technology + Exercises ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- Highmark Health (Albany, NY)
- …and tracks the delivery of risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated ... of managed care operations, compliance program structures, information security and audit methodologies. The incumbent must also have a foundational understanding of… more
- Westside Federation for Senior Supportive Housing (New York, NY)
- …of and management of user-friendly MIP report + Partner with CFO to develop internal audit programs + Develop key performance indicator dashboards, as needed + ... closing of accounting books record, following the year end audit required schedules + Managing efficient account and control...Assist with year-end audit government contract audits + Assist with special projects,… more
- SMBC (White Plains, NY)
- …compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/SEC expectations, and internal audit standards + Conduct governance reviews and ensure accurate ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- TD Bank (New York, NY)
- …Maintain thorough documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report ... level, and regulatory obligations, incorporating industry trends, enforcement actions, and internal policies. + Develop engaging training materials that align with… more
- SMBC (New York, NY)
- …contribute to thematic reviews and portfolio-level assessments. + Support regulatory and internal audit engagements related to credit risk. + Maintain up-to-date ... function, with a primary mandate to provide **independent assessment and challenge** of internal credit ratings and evaluate the alignment of the bank's credit risk… more
- Cardinal Health (Albany, NY)
- …account for transactions, including but not limited to Accounting, Finance, Internal Audit , Legal, Sales/Account Management, Revenue Management, Contracting, ... GPO Admin Fees and Customer Rebates coming from both internal and external stakeholders + Investigate issues by conducting...in related field, including but not limited to Finance, Audit , or Accounting (preferred) + Strong MS Excel and… more
- Santander US (New York, NY)
- …or equivalent work experience. - Required. 9+ years in Risk Management, Credit Risk or Internal Audit with a minimum of 5 years within a Leveraged Finance Risk ... products, etc. + Demonstrated track record interacting with the regulators, external and internal audit . Excellent written and verbal communication. + Ability to… more