- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... all activities conducted are in compliance with governing regulations, internal policies and procedures. Provides leadership, guidance and ultimate...and audit findings and work with business product owners to… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance...role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead… more
- Citigroup (Getzville, NY)
- …Risk Appetite, Scenario Analysis, Basel Monitoring, Business, Country, Legal Vehicle, Regulatory, Internal Audit , and other critical work streams. The main goal ... responsibility will be to submit Loss Forecast results to the regulators and internal groups with timeliness and accuracy. + Prepare Operational Losses forecast and… more
- Citigroup (New York, NY)
- …Solutions impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in Investment ... + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in Investment Solutions, as… more
- Mastercard (Harrison, NY)
- …Legal & Global Policy, Employee Relations, People & Capability, Corporate Security, Finance, Internal Audit , and Regions and Compliance Program Owners * Build ... Counsel in the BCO based in Purchase, New York, you will conduct internal investigations into business misconduct and perform other BCO activities, including vetting… more
- KeyBank (NY)
- …risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or ... lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's degree, CRCM a plus +… more
- Penguin Random House (New York, NY)
- …across various processes, technologies, and business areas. + Develop and execute an internal audit program that aligns with internal Information Security ... be focused on evaluating technology controls, supporting risk assessments, leading audit coordination, and executing control activities related to fraud, training,… more
- Santander US (New York, NY)
- …5-7 years; Risk Management, Credit Risk, Fund Finance and NAV Underwriting, or Internal Audit experience. **Skills and Abilities:** + Strong MS Excel and ... + Demonstrated track record interacting with the regulators, external and internal audit . + Excellent written and verbal communication. + Strong presentation… more
- Zurich NA (New York, NY)
- …operational excellence. + You will bring 10+ years of experience in assurance, internal audit , compliance, or risk management within insurance or financial ... You will oversee the implementation and continuous improvement of Zurich Group's Internal Control & Integrated Framework (ICIF), related to the Zurich Cover-More… more
- Robert Half Finance & Accounting (Westbury, NY)
- …integrity * Working closely with external auditors for a smooth and efficient external audit process * Supporting internal audit processes and implementing ... compliance and operational efficiency * Designing, implementing, and enhancing internal control procedures to comply with Sarbanes-Oxley (SOX) requirements *… more